Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 31-03-2019USD1,061.3220 117,250124,440,081
Class J-JPY Shares Class J-JPY Shares 31-03-2019JPY99,152.7970 2,610258,788,799
Class J-USD Share Series 3 Class J-USD Share Series 3 Class 31-12-2017USD1,025.6660 2,6572,725,482
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 28-02-2019JPY9,764.0000 1,008,3889,845,551,090
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 31-03-2019USD976.5600 223,884218,636,491
D Series 12-14 Series 12-14 31-03-2019USD793.6800 12,1909,674,952
D Series 04-15 Series 04-15 31-03-2019USD864.7600 7,3196,328,844
D Series 05-15 Series 05-15 31-03-2019USD843.2300 24,09720,319,026
D Series 06-15 Series 06-15 31-03-2019USD862.6400 5,7834,988,736
D Series 07-15 Series 07-15 31-03-2019USD886.9900 8,2447,312,276
D Series 08-15 Series 08-15 31-03-2019USD948.5400 2,0001,896,618
D Series 09-15 Series 09-15 31-03-2019USD1,017.8500 18,30318,629,816
D Series 10-15 Series 10-15 30-09-2018USD1,031.5000 4,9435,098,887
D Series 11-15 Series 11-15 31-03-2019USD1,042.0100 890927,682
D Series 12-15 Series 12-15 30-11-2018USD1,093.4700 4,5524,977,780
D Series 01-16 Series 01-16 31-03-2019USD1,099.5900 1,7431,916,055
D Series 02-16 Series 02-16 31-03-2019USD1,217.4400 10,21612,437,425
D Series 03-16 Series 03-16 31-03-2019USD1,189.1500 2,5162,991,636
D Series 04-16 Series 04-16 31-03-2019USD1,162.0700 11,35613,196,881
D Series 05-16 Series 05-16 31-03-2019USD1,108.0200 4,0654,504,179
D Series 06-16 Series 06-16 31-03-2019USD1,103.4700 1,1381,256,234
D Series 08-16 Series 08-16 31-03-2019USD1,182.1600 6,0547,156,613
D Series 09-16 Series 09-16 31-03-2019USD1,186.5500 1,4151,678,817
D Series 10-16 Series 10-16 31-03-2019USD1,149.3000 2832,295
D Series 11-16 Series 11-16 31-03-2019USD1,144.3800 274313,698
D Series 01-17 Series 01-17 31-03-2019USD1,224.5100 2,0692,534,077
D Series 02-17 Series 02-17 31-03-2019USD1,214.6100 1,5671,902,925
D Series 03-17 Series 03-17 31-03-2019USD1,187.7800 215255,493
D Series 06-17 Series 06-17 31-03-2019USD1,120.5500 383428,997
D Series 07-17 Series 07-17 31-03-2019USD1,038.1600 5859,890
D Series 08-17 Series 08-17 31-03-2019USD994.7900 2626,008
D Series 03-18 Series 03-18 31-03-2019USD867.7200 2,6362,287,380
D Series 04-18 Series 04-18 31-03-2019USD850.0100 351298,701
D Series 06-18 Series 06-18 31-03-2019USD901.1400 32,72229,487,127
D Series 07-18 Series 07-18 31-03-2019USD904.7300 3,4373,109,588
D Series 08-18 Series 08-18 31-03-2019USD912.4900 4,8894,461,151
D Series 10-18 Series 10-18 31-03-2019USD982.7200 7,0446,922,707
D Series 01-19 Series 01-19 31-03-2019USD1,040.2200 7,2607,551,668
D Series 02-19 Series 02-19 31-03-2019USD1,016.5500 8889,618
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-03-2019USD1,236.6100 213,815264,406,047
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 28-02-2019USD1,260.0880 58,64973,903,036
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 31-03-2019USD18,496.1100 2,24441,505,275
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 31-12-2018USD31.7700 205,0006,512,850
Class/DescriptionValuation DateCurrNAVUnitsTotal
Global Balanced Fund Class A US$ Segregated Portfolio 12-04-2019USD133.7700 299,22740,026,362
Short Duration Income Fund Class A US$ Segregated Portfolio 12-04-2019USD113.8100 114,68013,051,517
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 29-03-2019USD949.1454 4,9224,671,760
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 17-04-2019BMD31.3800 427,02313,400,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 16-04-2019USD17.5400 496,0098,700,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 16-04-2019USD29.9800 667,11120,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 23-04-2019USD25.2651 26,835,437678,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 23-04-2019USD25.7237 33,587,703864,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 23-04-2019CAD17.0725 1,522,91626,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 23-04-2019CAD17.5082 1,485,01826,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 23-04-2019GBP20.3832 1,471,80030,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 23-04-2019GBP20.7818 529,30911,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 17-04-2019USD10.5040 866,3369,100,000
Class B Up to 25,000,000 Shares of US$0.10 each 17-04-2019USD10.7190 6,801,00772,900,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 17-04-2019USD143.9277 2,528363,841
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 17-04-2019USD147.0069 6,326929,907
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 17-04-2019USD149.2138 149,09522,247,032
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 17-04-2019USD126.9289 2,121269,195
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 17-04-2019USD128.1031 7,041901,959
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 17-04-2019USD130.4444 83,12710,843,398
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 17-04-2019USD110.8519 23425,901
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 17-04-2019USD112.8638 6,382720,277
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 17-04-2019USD113.8579 35,8844,085,682
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 17-04-2019USD162.4786 1,921312,201
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 17-04-2019USD168.8635 4,037681,703
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 17-04-2019USD176.6298 40,7827,203,312
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 17-04-2019CAD31.5162 167,2365,270,638
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 17-04-2019USD37.9555 318,99212,107,512
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 17-04-2019USD24.3320 738,08317,959,018
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 16-04-2019USD53.1761 2,136113,572
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 31-03-2019EUR18,687,762.0600 118,687,762
Class B interests An unlimited number of B limited partnership interests 31-03-2019EUR557,006.0500 1557,006
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-07-2018USD113.5400 6,657,522755,907,907
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 31-03-2019USD1,246.2869 1,946,9512,426,459,452
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 31-10-2017USD175.2716 1,084,331190,052,509
Series A1-2 2011 Class A1-2 Shares 31-10-2017USD175.2805 57,36510,054,961
Series A1-3 Class A1-3 Shares 31-10-2017USD175.3064 107,44418,835,598
Series A1-4 Class A1-4 Shares 31-10-2017USD174.9354 101,59217,772,037
Series A1-6 Class A1-6 Shares 31-10-2017USD171.9876 4,769820,274
Series A1-7 Class A1-7 Shares 31-10-2017USD174.3580 2,785485,572
Series A1-8 Class A1-8 Shares 31-10-2017USD172.7383 23,0103,974,701
Series A2-1 Class A2-1 Shares 31-10-2017USD172.8108 30,1915,217,350
Series A2-2 Class A2-2 Shares 31-10-2017USD172.4730 127,43021,978,256
Series A2-3 Class A2-3 Shares 31-10-2017USD170.3364 7,8821,342,598
Series A2-5 Class A2-5 Shares 31-10-2017USD172.8212 5,8341,008,291
Series B1-1-09 Class B1-1 Shares 31-10-2017USD165.5052 21,8673,619,152
Series B1-2 2011 Class B1-2 Shares 31-10-2017USD165.5162 763126,368
Series B1-3 Class B1-3 Shares 31-10-2017USD165.4244 1,295214,236
Series B1-4 Class B1-4 Shares 31-10-2017USD164.5216 50082,248
Series B1-5 Class B1-5 Shares 31-10-2017USD165.5075 647107,083
Series B1-6 Class B1-6 Shares 31-10-2017USD162.0869 690111,826
Series B1-7 Class B1-7 Shares 31-01-2017USD169.0460 140,02923,671,391
Series B2-1 Class B2-1 Shares 31-10-2017USD163.1876 60,2419,830,646
Series D1-1 Class D1-1 Shares 31-10-2017EUR105.8628 115,76212,254,871
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 23-04-2019JPY8,810.3534 1,697,08514,951,918,600
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Shares of par value US$0.01 each 31-08-2018USD1,566.4102 246,865386,691,779
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 31-03-2019USD2,430.6900 70,574171,544,642
Series 4 Class J-USD shares Series 4 Class J-USD shares 31-03-2019USD1,091.6000 48,43552,871,438
Series 5 Class J-USD shares Series 5 Class J-USD shares 31-03-2019USD1,069.4700 11,49312,291,415
Series 6 Class J-USD shares Series 6 Class J-USD shares 31-03-2019USD1,047.6600 1,2161,273,593
Series 7 Class J-USD shares Series 7 Class J-USD shares 31-03-2019USD1,030.5100 280288,543
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 31-03-2019USD120.9100 2,619,774316,768,398
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 31-03-2019USD48.4200 5,083,364246,123,913
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 28-02-2019USD28,571.4400 6176,780
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 28-02-2019USD11,672.3300 3,26838,144,136
USD Class A Shares Up to 150,000 Class A Shares 28-02-2019USD26,251.8700 2316,075,714
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 28-02-2019GBP24,658.2200 113,545
GBP Class E Shares Up to 150,000 Sterling Class E Shares 28-02-2019GBP11,101.4800 2,71030,089,853
GBP Class A Shares Up to 100,000 Sterling Class A Shares 28-02-2019GBP22,872.9100 1503,420,413
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 28-02-2019USD24,015.6800 130,536
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 28-02-2019USD11,431.5200 3,57940,911,652
USD Class A Shares Up to 200,000 Class A Shares 28-02-2019USD22,278.1800 3858,567,341
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 31-03-2019USD108.4727 5,934,555643,737,037
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 23-04-2019USD112.9210 54,1356,112,978
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 23-04-2019JPY10,701.9620 57,651616,978,811
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 23-04-2019AUD129.7730 24,1963,139,988
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 24-04-2019USD2.6758 9,860,13426,383,599
Class AC Shares Up to 100,000,000 Class AC Shares 24-04-2019CAD4.1063 507,2852,083,032
Class NC Shares Up to 100,000,000 Class NC Shares 24-04-2019CAD3.7526 235,318883,054
Class NU Shares Up to 100,000,000 Class NU Shares 24-04-2019USD2.6996 343,186926,452
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 24-04-2019USD3.2421 11,067,29735,881,320
Class NU Shares Up to 100,000,000 Class NU Shares 24-04-2019USD3.2350 448,7061,451,559
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 24-04-2019USD13.4007 13,225,269177,227,286
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 24-04-2019USD9.6754 110,4171,068,320
Class IU Shares Redeemable Preferred Shares 24-04-2019USD10.0643 107,3321,080,220
Class NU Shares Redeemable Preferred Shares 24-04-2019USD9.5281 30,424289,877
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 24-04-2019USD2.6906 14,358,06538,631,496
Class NU Shares Up to 100,000,000 Class NU Shares 24-04-2019USD2.5592 765,8671,959,972
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 24-04-2019USD16.9230 2,082,56735,243,238
Class NU Shares Up to 100,000,000 Class NU Shares 24-04-2019USD17.0046 27,447466,733
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 31-03-2019EUR104.1670 218,56022,766,680
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 31-12-2018EUR1,083.8570 38,19441,396,337
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 18-04-2019USD5,316.7900 27,011143,611,802
Strategic Europe Fund Unlimited number of units 18-04-2019EUR4,227.8000 34,859147,378,747
Europe Premier Fund Unlimited number of units 18-04-2019EUR7,819.4500 23,703185,343,093
ASEAN Prime Fund Unlimited number of units 18-04-2019USD7,763.8600 21,579167,535,261
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 31-03-2019USD1,418.1504 57,48181,516,186
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 31-03-2019USD1,347.0293 171,202230,614,163
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 31-03-2019USD1,520.1820 231,332351,666,719
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 31-03-2019USD85,522.6200 15012,826,751
Class B1 Up to 40,000 Redeemable Shares of par value US$0.01 each 31-03-2019USD79,053.4500 172,571