Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 29-02-2020USD1,148.5010 67,53277,560,032
Class J-JPY Shares Class J-JPY Shares 29-02-2020JPY105,177.8040 2,610274,514,068
Class J-USD Share Series 3 Class J-USD Share Series 3 Class 29-02-2020USD106,710.5150 2,584275,739,971
Class J-USD Share Series 4 Class J-USD Share Series 4 Class 31-12-2019USD1,039.3330 1,0011,040,131
Class J- JPY Share Series 3 Class J- JPY Share Series 3 Class 31-01-2020JPY105,795.4340 2,584273,375,401
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Active Asset Allocation SP 26-03-2020USD90.3950 72,6986,571,544
Class N shares Active Asset Allocation SP 26-03-2020USD83.8090 145,15112,164,959
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 31-01-2020JPY9,618.0000 1,008,3889,699,027,623
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 31-01-2020USD936.1300 210,279196,847,772
D Series 12-14 Series 12-14 31-01-2020USD761.6100 6,4904,943,030
D Series 04-15 Series 04-15 31-01-2020USD826.1300 2,8922,389,220
D Series 05-15 Series 05-15 31-01-2020USD805.0700 16,78313,511,493
D Series 06-15 Series 06-15 31-01-2020USD824.8900 6,4625,330,267
D Series 07-15 Series 07-15 31-01-2020USD849.7100 8,2447,004,974
D Series 08-15 Series 08-15 31-01-2020USD908.4000 7,7607,049,450
D Series 09-15 Series 09-15 31-01-2020USD976.8800 19,44818,998,684
D Series 10-15 Series 10-15 30-09-2018USD1,031.5000 4,9435,098,887
D Series 11-15 Series 11-15 31-01-2020USD1,000.0800 1,1451,145,376
D Series 12-15 Series 12-15 30-11-2018USD1,093.4700 4,5524,977,780
D Series 01-16 Series 01-16 31-01-2020USD1,054.5600 3,5393,732,393
D Series 02-16 Series 02-16 31-01-2020USD1,170.0500 1,9312,259,811
D Series 03-16 Series 03-16 31-01-2020USD1,142.8700 2,5162,875,204
D Series 04-16 Series 04-16 31-03-2019USD1,162.0700 11,35613,196,881
D Series 05-16 Series 05-16 30-04-2019USD1,109.9400 4,0654,512,007
D Series 06-16 Series 06-16 31-05-2019USD1,029.7300 1,1381,172,284
D Series 08-16 Series 08-16 31-07-2019USD1,087.1700 6,0546,581,578
D Series 09-16 Series 09-16 31-08-2019USD1,080.1300 1,4151,528,245
D Series 10-16 Series 10-16 30-09-2019USD1,054.6800 2829,636
D Series 11-16 Series 11-16 31-10-2019USD1,059.0100 232245,494
D Series 01-17 Series 01-17 31-12-2019USD1,177.8600 1,6081,893,696
D Series 02-17 Series 02-17 31-01-2020USD1,172.8600 1,2271,438,739
D Series 03-17 Series 03-17 31-01-2020USD1,146.5100 215246,617
D Series 06-17 Series 06-17 31-01-2020USD1,074.6500 255273,868
D Series 07-17 Series 07-17 31-01-2020USD1,000.2900 5857,706
D Series 08-17 Series 08-17 31-01-2020USD958.9000 2625,070
D Series 03-18 Series 03-18 31-01-2020USD832.8100 2,6362,195,360
D Series 04-18 Series 04-18 30-09-2019USD775.5000 351272,518
D Series 06-18 Series 06-18 31-01-2020USD866.5700 8,7057,543,788
D Series 07-18 Series 07-18 31-01-2020USD869.3300 1,012879,581
D Series 08-18 Series 08-18 31-01-2020USD876.7700 4,8894,286,525
D Series 10-18 Series 10-18 31-01-2020USD943.5600 1413,253
D Series 01-19 Series 01-19 31-01-2020USD995.9300 7,2607,230,110
D Series 02-19 Series 02-19 31-10-2019USD0.0000 00
D Series 04-19 Series 04-19 31-01-2020USD902.3000 98,557
D Series 07-19 Series 07-19 31-01-2020USD957.8900 99,062
D Series 08-19 Series 08-19 31-01-2020USD1,045.5200 1,1461,198,475
D Series 09-19 Series 09-19 31-01-2020USD1,057.8600 5,2105,511,734
D Series 10-19 Series 10-19 31-01-2020USD1,049.0000 1,0851,138,168
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 29-02-2020USD1,197.2100 213,815255,980,376
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-12-2019USD1,325.7990 58,64977,756,963
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 29-02-2020USD17,963.9500 1,99035,748,260
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-09-2019USD31.1100 205,0006,377,550
Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 13-03-2020USD127.9300 321,84541,174,653
Short Duration Income Fund Class A US$ Segregated Portfolio 13-03-2020USD116.7100 126,59514,774,410
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 13-03-2020USD95.3100 259,61424,743,254
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 28-02-2020USD962.3915 4,9224,736,958
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 18-03-2020BMD26.9400 400,89010,800,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 17-03-2020USD14.6500 320,8194,700,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 17-03-2020USD27.7600 641,21017,800,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 24-03-2020USD25.6384 28,004,867718,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 24-03-2020USD26.1278 35,211,537920,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 24-03-2020CAD17.2587 1,448,54425,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 24-03-2020GBP20.4699 1,025,89621,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 18-03-2020USD10.5660 804,4678,500,000
Class B Up to 25,000,000 Shares of US$0.10 each 18-03-2020USD10.7870 7,546,12081,400,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 25-03-2020USD126.1262 2,528318,839
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 25-03-2020USD129.1216 2,486321,012
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 25-03-2020USD131.2503 138,25418,145,947
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 25-03-2020USD119.4222 2,121253,275
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 25-03-2020USD120.6367 3,802458,691
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 25-03-2020USD123.0756 74,1679,128,151
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 25-03-2020USD109.4236 23425,567
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 25-03-2020USD111.6202 5,850652,960
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 25-03-2020USD112.7090 30,9103,483,807
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 25-03-2020USD135.5101 1,939262,694
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 25-03-2020USD141.4313 3,816539,690
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 25-03-2020USD148.6349 59,3408,819,994
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 25-03-2020CAD31.9856 147,5074,718,085
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 25-03-2020USD39.6715 278,61611,053,097
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 25-03-2020USD24.8165 640,67615,899,327
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 24-03-2020USD58.2562 2,009117,062
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 29-02-2020EUR116,478,793.0700 1116,478,793
Class B interests An unlimited number of B limited partnership interests 29-02-2020EUR533,526.0000 1533,526
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-01-2020USD123.7300 6,657,522823,748,726
Class/DescriptionValuation DateCurrNAVUnitsTotal
An unlimited number of Class A non-voting shares of RMB1,000 each Guotai Junan China Plus Bond Fund SP 29-02-2020CNH1,017.4996 700,000712,249,731
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 29-02-2020USD1,184.0859 2,891,6063,423,909,716
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 29-02-2020USD166.6555 80,85813,475,468
Series A1-2 2011 Class A1-2 Shares 31-12-2017USD181.8213 57,36510,430,171
Series A1-3 Class A1-3 Shares 31-12-2017USD181.8254 107,44419,536,028
Series A1-4 Class A1-4 Shares 31-12-2017USD181.8401 101,59218,473,498
Series A1-6 Class A1-6 Shares 29-02-2020USD165.1593 2,569424,357
Series A1-7 Class A1-7 Shares 31-01-2019USD202.7065 4,283868,165
Series A1-8 Class A1-8 Shares 31-12-2017USD179.2313 23,0104,124,106
Series A2-1 Class A2-1 Shares 29-02-2020USD162.6203 5,834948,723
Series A2-2 Class A2-2 Shares 31-12-2017USD179.1507 127,43022,829,201
Series A2-3 Class A2-3 Shares 29-02-2020USD161.6720 7,8821,274,306
Series A2-5 Class A2-5 Shares 31-12-2017USD179.1405 5,8341,045,161
Series B1-1-09 Class B1-1 Shares 29-02-2020USD156.6628 95,64314,983,769
Series B1-2 2011 Class B1-2 Shares 31-12-2017USD171.6694 763131,066
Series B1-3 Class B1-3 Shares 31-12-2017USD171.6754 1,295222,332
Series B1-4 Class B1-4 Shares 31-12-2017USD171.7221 50085,848
Series B1-5 Class B1-5 Shares 31-12-2017USD171.6736 647111,073
Series B1-6 Class B1-6 Shares 31-12-2017USD168.1621 690116,018
Series B1-7 Class B1-7 Shares 31-12-2017USD181.6169 115,66321,006,288
Series B2-1 Class B2-1 Shares 29-02-2020USD152.7086 13,9382,128,385
Series D1-1 Class D1-1 Shares 29-02-2020EUR93.0806 38,6123,963,840
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 26-03-2020JPY7,778.9383 803,2036,248,066,584
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 29-02-2020USD117.1400 2,455,102287,589,877
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 29-02-2020USD46.5300 4,843,328225,356,267
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 29-02-2020USD29,574.0718 5148,006
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 29-02-2020USD12,081.0256 2,93135,415,155
USD Class A Shares Up to 150,000 Class A Shares 29-02-2020USD26,996.8993 1153,096,852
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 29-02-2020GBP25,412.9735 113,418
GBP Class E Shares Up to 150,000 Sterling Class E Shares 29-02-2020GBP11,433.4613 1,61418,454,292
GBP Class A Shares Up to 100,000 Sterling Class A Shares 29-02-2020GBP23,272.1319 541,258,985
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 29-02-2020USD25,189.5285 131,227
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 29-02-2020USD11,990.2827 2,23426,784,927
USD Class A Shares Up to 200,000 Class A Shares 29-02-2020USD23,215.5988 2114,894,588
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares (Unrestricted) 29-02-2020USD103.7287 4,636,819480,971,170
Class A Shares (Restricted) 29-02-2020USD103.0994 909,66493,785,850
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 24-03-2020USD95.6590 48,6914,657,732
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 24-03-2020JPY8,935.7640 45,991410,964,722
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 24-03-2020AUD108.7040 22,8012,478,560
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-03-2020USD2.1329 8,075,42817,224,462
Class AC Shares Up to 100,000,000 Class AC Shares 27-03-2020CAD3.4210 497,1481,700,720
Class NC Shares Up to 100,000,000 Class NC Shares 27-03-2020CAD3.1119 233,693727,223
Class NU Shares Up to 100,000,000 Class NU Shares 27-03-2020USD2.1419 271,335581,180
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-03-2020USD2.5031 11,338,29128,381,407
Class NU Shares Up to 100,000,000 Class NU Shares 27-03-2020USD2.4864 359,840894,698
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-03-2020USD13.5848 14,429,311196,019,713
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-03-2020USD9.1896 99,830917,395
Class IU Shares Redeemable Preferred Shares 27-03-2020USD9.6422 108,5091,046,265
Class NU Shares Redeemable Preferred Shares 27-03-2020USD9.0193 23,187209,133
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-03-2020USD2.8401 15,883,19445,109,482
Class NU Shares Up to 100,000,000 Class NU Shares 27-03-2020USD2.6889 585,3931,574,054
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-03-2020USD14.1545 1,923,10727,220,651
Class NU Shares Up to 100,000,000 Class NU Shares 27-03-2020USD14.1633 22,472318,276
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 29-02-2020EUR91.7350 221,40320,310,343
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 30-09-2019EUR1,108.9365 38,19442,354,215
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 29-11-2019USD4,967.4636 10,60552,680,969
Strategic Europe Fund Unlimited number of units 20-03-2020EUR3,361.5200 34,859117,180,749
Europe Premier Fund Unlimited number of units 20-03-2020EUR6,880.6800 28,722197,626,222
ASEAN Prime Fund Unlimited number of units 29-11-2019USD7,232.4050 11,08280,149,844
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 29-02-2020USD1,367.9249 62,76285,854,381
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 29-02-2020USD1,357.4951 183,204248,698,453
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 29-02-2020USD1,399.5893 345,424483,451,938
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 31-01-2020USD89,457.3500 797,057,272
Class B1 Up to 40,000 Redeemable Shares of par value US$0.01 each 31-01-2020USD81,412.2700 174,736