Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 31-10-2018USD1,073.1190 121,785130,689,459
Class J-JPY Shares Class J-JPY Shares 31-10-2018JPY101,519.0450 2,610264,964,706
Class J-USD Share Series 3 Class J-USD Share Series 3 Class 31-12-2017USD1,025.6660 2,6572,725,482
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 29-06-2018JPY10,000.0000 200,0509,934
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 30-11-2018USD957.5500 241,400231,153,786
D Series 12-14 Series 12-14 30-11-2018USD779.8600 7,4355,797,954
D Series 04-15 Series 04-15 30-11-2018USD847.9300 7,3196,205,637
D Series 05-15 Series 05-15 30-11-2018USD826.8100 24,09719,923,489
D Series 06-15 Series 06-15 30-11-2018USD845.8400 5,7834,891,617
D Series 07-15 Series 07-15 30-11-2018USD869.7200 8,2447,169,930
D Series 08-15 Series 08-15 30-11-2018USD930.0800 2,0001,859,693
D Series 09-15 Series 09-15 30-11-2018USD998.0300 18,30318,267,128
D Series 10-15 Series 10-15 30-09-2018USD1,031.5000 4,9435,098,887
D Series 11-15 Series 11-15 30-11-2018USD1,021.7200 890909,623
D Series 12-15 Series 12-15 30-11-2018USD1,093.4700 4,5524,977,780
D Series 01-16 Series 01-16 30-11-2018USD1,082.8500 1,7431,886,880
D Series 02-16 Series 02-16 30-11-2018USD1,197.2500 10,21612,231,102
D Series 03-16 Series 03-16 30-11-2018USD1,168.9600 2,5162,940,847
D Series 04-16 Series 04-16 30-11-2018USD1,135.4900 11,35612,895,017
D Series 05-16 Series 05-16 30-11-2018USD1,082.4900 4,0654,400,418
D Series 06-16 Series 06-16 30-11-2018USD1,078.1000 1,1381,227,350
D Series 08-16 Series 08-16 30-11-2018USD1,154.7900 6,0546,990,942
D Series 09-16 Series 09-16 30-11-2018USD1,159.2900 1,4151,640,257
D Series 10-16 Series 10-16 30-11-2018USD1,122.6800 2831,547
D Series 11-16 Series 11-16 30-11-2018USD1,118.0600 274306,481
D Series 01-17 Series 01-17 30-11-2018USD1,210.3300 2,0692,504,734
D Series 02-17 Series 02-17 30-11-2018USD1,199.8300 1,5671,879,774
D Series 03-17 Series 03-17 30-11-2018USD1,170.2500 215251,723
D Series 06-17 Series 06-17 30-11-2018USD1,093.6900 383418,712
D Series 07-17 Series 07-17 30-11-2018USD1,014.0200 5858,498
D Series 08-17 Series 08-17 30-11-2018USD970.8900 2625,384
D Series 03-18 Series 03-18 30-11-2018USD851.0200 2,6362,243,358
D Series 04-18 Series 04-18 30-11-2018USD832.0600 351292,394
D Series 06-18 Series 06-18 30-11-2018USD883.2600 32,72228,902,180
D Series 07-18 Series 07-18 30-11-2018USD886.7800 3,4373,047,885
D Series 08-18 Series 08-18 30-11-2018USD894.3500 4,8894,372,465
D Series 10-18 Series 10-18 30-11-2018USD962.5500 7,0446,780,572
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-11-2018USD1,153.7700 213,815246,691,899
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-10-2018USD1,241.9830 77,30396,008,914
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 30-11-2018USD17,872.9500 2,27740,696,715
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-06-2018USD32.2800 205,0006,617,400
Class/DescriptionValuation DateCurrNAVUnitsTotal
Global Balanced Fund Class A US$ Segregated Portfolio 30-11-2018USD128.4200 292,33437,542,795
Short Duration Income Fund Class A US$ Segregated Portfolio 30-11-2018USD112.2000 83,6739,388,079
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 30-11-2018USD954.1452 104,48999,697,763
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 28-11-2018BMD30.7200 445,96313,700,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 27-11-2018USD16.2100 512,0298,300,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 27-11-2018USD28.2100 666,43018,800,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 11-12-2018USD25.0784 26,357,343661,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 11-12-2018USD25.5243 35,730,656912,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 11-12-2018CAD16.9970 1,470,84725,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 11-12-2018CAD17.4244 286,9535,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 11-12-2018GBP20.3518 1,523,20631,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 11-12-2018GBP20.7422 530,31911,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 28-11-2018USD10.3260 10,555,878109,000,000
Class B Up to 25,000,000 Shares of US$0.10 each 28-11-2018USD10.5410 6,764,06471,300,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares (Minimum Subscription: EUR equivalent of US$1,000,000) Up to 49,990,000 Class A EUR Participating Shares 30-11-2018EUR725.2398 998723,666
Class B Shares (Minimum Subscription: EUR equivalent of US$25,000) Up to 49,990,000 Class B EUR Participating Shares 30-11-2018EUR625.3682 4,3412,714,770
Class C Shares (Minimum Subscription: US$1,000,000) Up to 49,990,000 Class C USD Participating Shares 30-11-2018USD720.3699 6244,540
Class D Shares (Minimum Subscription: US$25,000) Up to 49,990,000 Class D USD Participating Shares 30-11-2018USD618.9138 1,7031,054,036
Class E Shares (Minimum Subscription: JPY equivalent of US$1,000,000) Up to 49,990,000 Class E JPY Participating Shares 31-10-2018JPY0.0000 00
Class F Shares (Minimum Subscription: JPY equivalent of US$25,000) Up to 49,990,000 Class F JPY Participating Shares 31-10-2018JPY0.0000 00
Class G Shares (Minimum Subscription: CHF equivalent of US$1,000,000) Up to 49,990,000 Class G CHF Participating Shares 30-11-2018CHF723.0267 4,9443,574,314
Class H Shares (Minimum Subscription: CHF equivalent of US$25,000) Up to 49,990,000 Class H CHF Participating Shares 30-11-2018CHF622.5442 629391,433
Class I Shares (Minimum Subscription: GBP equivalent of US$1,000,000) Up to 49,990,000 Class I GBP Participating Shares 31-10-2018GBP0.0000 00
Class J Shares (Minimum Subscription: GBP equivalent of US$25,000) Up to 49,990,000 Class J GBP Participating Shares 31-10-2018GBP0.0000 00
Class K Shares (Minimum Subscription: AUD equivalent of US$1,000,000) Up to 49,990,000 Class K AUD Participating Shares 31-10-2018AUD0.0000 00
Class L Shares (Minimum Subscription: AUD equivalent of US$25,000) Up to 49,990,000 Class L AUD Participating Shares 31-10-2018AUD0.0000 00
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 12-12-2018USD135.1240 2,925395,299
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 12-12-2018USD137.8963 7,8141,077,562
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 12-12-2018USD139.8926 151,75421,229,231
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 12-12-2018USD121.3664 2,121257,398
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 12-12-2018USD122.4469 7,041862,134
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 12-12-2018USD124.5822 96,28511,995,368
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 12-12-2018USD108.3356 23425,313
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 12-12-2018USD110.2222 6,382703,418
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 12-12-2018USD111.1547 35,8843,988,680
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 12-12-2018USD150.4502 2,080312,864
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 12-12-2018USD156.1190 4,037630,253
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 12-12-2018USD163.0178 40,8356,656,892
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 12-12-2018CAD31.3965 162,0365,087,352
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 12-12-2018USD36.9266 363,60013,426,488
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 12-12-2018USD24.1117 701,41916,912,374
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 04-12-2018USD52.4493 236,55812,843,476
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 30-11-2018EUR19,919,475.6000 119,919,476
Class B interests An unlimited number of B limited partnership interests 30-11-2018EUR667,066.4300 1667,066
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-07-2018USD113.5400 6,657,522755,907,907
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 31-10-2018USD1,256.6471 1,570,5601,973,640,207
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 31-10-2017USD175.2716 1,084,331190,052,509
Series A1-2 2011 Class A1-2 Shares 31-10-2017USD175.2805 57,36510,054,961
Series A1-3 Class A1-3 Shares 31-10-2017USD175.3064 107,44418,835,598
Series A1-4 Class A1-4 Shares 31-10-2017USD174.9354 101,59217,772,037
Series A1-6 Class A1-6 Shares 31-10-2017USD171.9876 4,769820,274
Series A1-7 Class A1-7 Shares 31-10-2017USD174.3580 2,785485,572
Series A1-8 Class A1-8 Shares 31-10-2017USD172.7383 23,0103,974,701
Series A2-1 Class A2-1 Shares 31-10-2017USD172.8108 30,1915,217,350
Series A2-2 Class A2-2 Shares 31-10-2017USD172.4730 127,43021,978,256
Series A2-3 Class A2-3 Shares 31-10-2017USD170.3364 7,8821,342,598
Series A2-5 Class A2-5 Shares 31-10-2017USD172.8212 5,8341,008,291
Series B1-1-09 Class B1-1 Shares 31-10-2017USD165.5052 21,8673,619,152
Series B1-2 2011 Class B1-2 Shares 31-10-2017USD165.5162 763126,368
Series B1-3 Class B1-3 Shares 31-10-2017USD165.4244 1,295214,236
Series B1-4 Class B1-4 Shares 31-10-2017USD164.5216 50082,248
Series B1-5 Class B1-5 Shares 31-10-2017USD165.5075 647107,083
Series B1-6 Class B1-6 Shares 31-10-2017USD162.0869 690111,826
Series B1-7 Class B1-7 Shares 31-01-2017USD169.0460 140,02923,671,391
Series B2-1 Class B2-1 Shares 31-10-2017USD163.1876 60,2419,830,646
Series D1-1 Class D1-1 Shares 31-10-2017EUR105.8628 115,76212,254,871
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 13-12-2018JPY8,966.1747 1,791,27416,060,875,624
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Shares of par value US$0.01 each 31-08-2018USD1,566.4102 246,865386,691,779
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 31-10-2018USD2,355.5400 72,670171,178,516
Series 4 Class J-USD shares Series 4 Class J-USD shares 31-10-2018USD1,057.8600 53,37856,465,960
Series 5 Class J-USD shares Series 5 Class J-USD shares 31-10-2018USD1,036.4100 13,28013,763,981
Series 6 Class J-USD shares Series 6 Class J-USD shares 31-10-2018USD1,015.2800 1,4291,450,628
Series 7 Class J-USD shares Series 7 Class J-USD shares 31-10-2018USD998.6600 280279,624
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 30-11-2018USD112.4700 2,612,908293,866,691
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 30-11-2018USD47.2200 5,025,126237,292,803
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-10-2018USD28,479.9300 6176,544
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-10-2018USD11,634.9500 3,49840,693,607
USD Class A Shares Up to 150,000 Class A Shares 31-10-2018USD26,224.5900 2326,097,075
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 31-10-2018GBP24,501.9100 113,459
GBP Class E Shares Up to 150,000 Sterling Class E Shares 31-10-2018GBP11,023.9400 2,85231,442,642
GBP Class A Shares Up to 100,000 Sterling Class A Shares 31-10-2018GBP22,762.9800 1573,574,300
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-10-2018USD23,659.7600 131,439
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-10-2018USD11,262.1000 3,94044,377,607
USD Class A Shares Up to 200,000 Class A Shares 31-10-2018USD21,995.6600 4058,911,820
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 31-10-2018USD105.3243 5,703,474600,714,485
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 11-12-2018USD103.9670 57,2555,952,631
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 11-12-2018JPY9,941.5380 65,428650,454,948
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 11-12-2018AUD119.6230 26,0923,121,203
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-12-2018USD2.4045 10,027,65624,111,310
Class AC Shares Up to 100,000,000 Class AC Shares 14-12-2018CAD3.6676 487,5941,788,321
Class NC Shares Up to 100,000,000 Class NC Shares 14-12-2018CAD3.3579 235,318790,159
Class NU Shares Up to 100,000,000 Class NU Shares 14-12-2018USD2.4302 351,468854,125
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-12-2018USD2.7493 11,534,46131,712,007
Class NU Shares Up to 100,000,000 Class NU Shares 14-12-2018USD2.7494 432,9471,190,324
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-12-2018USD13.3105 10,470,624139,368,737
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-12-2018USD9.5590 395,8623,784,046
Class IU Shares Redeemable Preferred Shares 14-12-2018USD9.9116 106,9021,059,566
Class NU Shares Redeemable Preferred Shares 14-12-2018USD9.4209 30,306285,512
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-12-2018USD2.5991 14,679,57138,153,067
Class NU Shares Up to 100,000,000 Class NU Shares 14-12-2018USD2.4765 802,0281,986,258
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-12-2018USD14.9575 2,100,17531,413,460
Class NU Shares Up to 100,000,000 Class NU Shares 14-12-2018USD15.0542 27,634416,004
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Series 03-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.9500 141,96820,436,321
Class A1 Series 02-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD117.5700 4,667548,714
Class A1 Series 03-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD118.2300 1,450171,513
Class A1 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD118.2700 12,7651,509,765
Class A1 Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD117.9000 11,7901,390,116
Class A1 Series 02-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.7300 4,033579,731
Class A1 Series 04-17 Up to 500,000,000 participating redeemable voting shares 31-08-2017USD138.3400 267,39136,990,993
Class A1 Series 06-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.7500 57,9908,336,123
Class A1 SP Series 01-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD725.8300 111,78281,134,773
Class A1 SP Series 06-15 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.4700 591344,443
Class A1 SP Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD581.3900 10,1425,896,670
Class A1 SP Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.1900 19,96211,622,177
Class A1 SP Series 10-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.2600 13,3207,756,253
Class A1 SP2 Series 02-16 Up to 500,000,000 participating redeemable voting shares 30-11-2016USD572.6400 1,237708,433
Class A1 SP2 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD579.5900 364210,981
Class A1 SP2 Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD579.9000 711412,381
Class A1 SF1 Series 03-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD144.8500 16,3632,370,214
Class A2 Series 01-15 Up to 500,000,000 participating redeemable shares 31-01-2018USD144.1700 8,5151,227,713
Class A2 Series 02-15 Up to 500,000,000 participating redeemable voting shares 29-02-2016USD107.2300 42,0974,514,143
Class A2 Series 12-15 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD121.6200 42,0955,119,685
Class A2 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD121.5400 71,5218,692,774
Class A2 SP Series 01-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD151.6400 494,69575,015,628
Class A2 SP Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD124.3900 65,5858,158,175
Class A2 SP Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD124.5300 67,4698,401,947
Class A2 SF1 Series 03-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD145.6400 722,661105,248,443
Class A2 SF1 Series 09-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD145.5200 16,9582,467,857
Class A2 Non Voting Series 01-16 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD574.4900 6,9954,018,600
Class A2 Non Voting Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD482.1500 2,1651,043,966
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 31-10-2018EUR111.6170 218,56024,394,929
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 31-10-2018EUR1,144.6500 38,19443,718,239
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 07-12-2018USD4,957.7000 27,011133,912,545
Strategic Europe Fund Unlimited number of units 07-12-2018EUR3,752.9000 34,859130,823,981
Europe Premier Fund Unlimited number of units 07-12-2018EUR7,032.3900 23,703166,687,614
ASEAN Prime Fund Unlimited number of units 07-12-2018USD7,353.6600 21,579158,683,736
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 31-10-2018USD1,300.4853 63,00381,934,811
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 31-10-2018USD1,385.0151 176,196244,033,499
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 31-10-2018USD1,448.5893 219,816318,422,660