Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 31-12-2020USD1,324.7040 50,03266,277,681
Class J-JPY Shares Class J-JPY Shares 31-12-2020JPY120,097.6370 5,232628,362,487
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Active Asset Allocation SP 26-01-2021USD118.1190 88,85310,495,239
Class N shares Active Asset Allocation SP 26-01-2021USD108.7360 135,10614,690,978
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 31-10-2020JPY9,890.0000 1,008,3889,972,706,507
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 15-01-2021USD842.6700 172,807145,618,534
D Series 12-14 Series 12-14 31-12-2020USD685.5700 2,0051,374,494
D Series 04-15 Series 04-15 15-01-2021USD900.2300 1,1451,031,026
D Series 05-15 Series 05-15 15-01-2021USD1,050.8600 3,1613,321,784
D Series 06-15 Series 06-15 15-01-2021USD1,027.2800 2,7312,805,704
D Series 07-15 Series 07-15 15-01-2021USD780.7600 423330,353
D Series 08-15 Series 08-15 15-01-2021USD894.4700 5,3454,781,354
D Series 09-15 Series 09-15 15-01-2021USD939.0100 1,1461,076,387
D Series 11-15 Series 11-15 15-01-2021USD0.0000 00
D Series 01-16 Series 01-16 15-01-2021USD685.5700 2,0051,374,494
D Series 02-16 Series 02-16 15-01-2021USD742.5400 6,1284,550,354
D Series 03-16 Series 03-16 15-01-2021USD817.7100 7,5646,184,920
D Series 03-18 Series 03-18 15-01-2021USD879.3500 19,44817,101,908
D Series 06-18 Series 06-18 15-01-2021USD747.9700 2,0011,496,696
D Series 07-18 Series 07-18 15-01-2021USD787.4500 4,5063,548,124
D Series 08-18 Series 08-18 15-01-2021USD810.3800 97,685
D Series 10-18 Series 10-18 15-01-2021USD942.1400 1,0851,022,226
D Series 01-19 Series 01-19 15-01-2021USD740.2100 941696,644
D Series 04-19 Series 04-19 15-01-2021USD949.2800 3,4643,288,458
D Series 07-19 Series 07-19 15-01-2021USD847.4400 1411,903
D Series 08-19 Series 08-19 15-01-2021USD860.3100 98,139
D Series 09-19 Series 09-19 15-01-2021USD950.1000 4,7154,479,958
D Series 10-19 Series 10-19 15-01-2021USD814.7400 65,210
D Series 01-20 Series 01-20 15-01-2021USD724.7000 7,6385,535,297
D Series 02-20 Series 02-20 15-01-2021USD764.8800 7,4675,711,445
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-12-2020USD1,590.9400 193,068307,159,520
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-12-2020USD0.0000 00
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-09-2020USD17.8600 205,0003,661,300
Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 15-01-2021USD154.9500 322,97550,044,987
Short Duration Income Fund Class A US$ Segregated Portfolio 15-01-2021USD118.5000 131,97515,638,723
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 15-01-2021USD128.3400 250,36332,130,698
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 13-01-2021BMD36.5800 420,99515,400,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 12-01-2021USD21.8900 411,1469,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 12-01-2021USD35.6800 613,78921,900,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 21-01-2021USD25.6723 24,189,496621,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 21-01-2021USD26.1717 32,898,130861,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 21-01-2021CAD17.2773 1,273,34722,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 21-01-2021GBP20.4764 927,89719,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 13-01-2021USD11.0790 1,182,41713,100,000
Class B Up to 25,000,000 Shares of US$0.10 each 13-01-2021USD11.3060 7,827,70288,500,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 19-01-2021USD83.4626 1,400116,863
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 31-12-2020EUR127,442,455.0300 1127,442,455
Class B interests An unlimited number of B limited partnership interests 31-12-2020EUR606,953.5900 1606,953
Class/DescriptionValuation DateCurrNAVUnitsTotal
Enhanced Malaysia Index Fund Up to 30,000,000 redeemable shares 14-01-2021USD13.6156 1,406,70219,153,133
Enhanced Philippines Index Fund Up to 30,000,000 redeemable shares 14-01-2021USD18.8547 574,13910,825,209
Enhanced South Korea Index Fund Up to 30,000,000 redeemable shares 14-01-2021USD20.7406 4,632,86296,088,253
Enhanced Taiwan Index Fund Up to 49,999,900 Shares of US$0.001 par value 14-01-2021USD51.6029 1,013,90152,320,232
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class I Class I non-voting shares 02-04-2020USD1,000.0000 20,000,0001,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 20-01-2021USD136.3100 6,657,522907,514,563
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 30-11-2020USD1,238.3940 3,759,3424,655,546,934
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 31-12-2020USD194.9173 45,1588,802,177
Series A2-1 Class A2-1 Shares 31-12-2020USD189.7327 5,8331,106,896
Series A2-3 Class A2-3 Shares 31-12-2020USD189.8719 7,8821,496,578
Series B1-1-09 Class B1-1 Shares 31-12-2020USD179.2764 38,7266,942,833
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 26-01-2021JPY8,006.5956 810,0186,485,486,563
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 31-12-2020USD3,492.0800 63,625222,183,066
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 31-12-2020USD144.0700 2,235,526322,069,032
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 31-12-2020USD53.7300 4,308,464231,490,148
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 30-11-2020GBP25,953.7300 09,872
GBP Class E Shares Up to 150,000 Sterling Class E Shares 30-11-2020GBP11,680.5500 1,24814,582,420
GBP Class A Shares Up to 100,000 Sterling Class A Shares 30-11-2020GBP23,661.7400 35827,084
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 30-11-2020USD25,987.7300 126,832
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 30-11-2020USD12,370.2300 1,73221,422,131
USD Class A Shares Up to 200,000 Class A Shares 30-11-2020USD23,834.6900 1132,695,789
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Class A1 Participating Shares 31-12-2020USD1,022.5000 4,3694,467,466
Class A2 Class A2 Participating Shares 31-12-2020USD1,027.8600 25,92226,644,145
Class A3 Class A3 Participating Shares 31-12-2020USD1,031.2500 19,56020,171,054
Class A4 Class A4 Participating Shares 31-12-2020USD1,036.3900 18,16218,822,583
Class A5 Class A5 Participating Shares 31-12-2020USD1,024.6000 11,83412,125,546
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class H3 Participating Shares of HK$0.01 par value Orient Global Stable Fund No.1 Segregated Portfolio 31-12-2020USD113.7230 2,466,371280,483,219
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 26-01-2021USD110.2350 29,2253,221,618
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 26-01-2021JPY10,236.2400 21,932224,501,216
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 26-01-2021AUD124.7230 20,8722,603,218
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-01-2021USD2.9037 7,788,07222,614,491
Class AC Shares Up to 100,000,000 Class AC Shares 27-01-2021CAD4.2293 500,1502,115,247
Class NC Shares Up to 100,000,000 Class NC Shares 27-01-2021CAD3.8311 233,693895,303
Class NU Shares Up to 100,000,000 Class NU Shares 27-01-2021USD2.9038 247,080717,476
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-01-2021USD3.3838 10,775,78436,463,176
Class NU Shares Up to 100,000,000 Class NU Shares 27-01-2021USD3.3472 345,0281,154,870
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-01-2021USD13.5984 18,077,278245,821,390
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-01-2021USD3.0223 18,158,00854,879,726
Class NU Shares Up to 100,000,000 Class NU Shares 27-01-2021USD2.8495 547,5891,560,363
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 27-01-2021USD19.2267 1,833,52535,252,615
Class NU Shares Up to 100,000,000 Class NU Shares 27-01-2021USD19.1661 21,658415,091
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 31-12-2020EUR122.4000 221,38727,097,476
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 30-10-2020EUR1,161.3476 37,29443,310,767
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Europe Fund Unlimited number of units 22-01-2021EUR4,687.8300 34,859163,415,253
Europe Premier Fund Unlimited number of units 22-01-2021EUR10,256.4200 28,722294,584,058
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 31-12-2020USD1,693.4803 28,60348,439,058
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 31-12-2020USD1,309.0541 151,444198,248,528
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 31-12-2020USD1,383.5657 263,312364,308,833
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 31-10-2020USD86,003.3700 736,241,135