Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 31-10-2019USD1,102.2700 69,29276,378,202
Class J-JPY Shares Class J-JPY Shares 31-10-2019JPY101,364.9350 2,610264,562,480
Class J-USD Share Series 3 Class J-USD Share Series 3 Class 31-12-2017USD1,025.6660 2,6572,725,482
Class J-USD Share Series 4 Class J-USD Share Series 4 Class 31-10-2019USD1,016.9960 1,0011,017,777
Class J- JPY Share Series 3 Class J- JPY Share Series 3 Class 31-10-2019JPY103,138.7670 2,584266,510,574
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 31-10-2019JPY9,775.0000 1,008,3889,856,661,453
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 31-10-2019USD899.9300 213,984192,570,428
D Series 12-14 Series 12-14 31-10-2019USD733.2800 6,4904,759,159
D Series 04-15 Series 04-15 31-10-2019USD794.1900 2,8922,296,838
D Series 05-15 Series 05-15 31-10-2019USD773.9400 16,78312,989,075
D Series 06-15 Series 06-15 31-10-2019USD793.0000 6,4625,124,169
D Series 07-15 Series 07-15 31-10-2019USD816.8600 8,2446,734,115
D Series 08-15 Series 08-15 31-10-2019USD873.2700 7,7606,776,870
D Series 09-15 Series 09-15 31-10-2019USD939.1000 19,44818,264,046
D Series 10-15 Series 10-15 30-09-2018USD1,031.5000 4,9435,098,887
D Series 11-15 Series 11-15 31-10-2019USD962.7100 890857,081
D Series 12-15 Series 12-15 30-11-2018USD1,093.4700 4,5524,977,780
D Series 01-16 Series 01-16 31-10-2019USD1,015.9300 1,7431,770,270
D Series 02-16 Series 02-16 31-10-2019USD1,124.8100 1,9312,172,430
D Series 03-16 Series 03-16 31-10-2019USD1,098.6800 2,5162,764,030
D Series 04-16 Series 04-16 31-03-2019USD1,162.0700 11,35613,196,881
D Series 05-16 Series 05-16 30-04-2019USD1,109.9400 4,0654,512,007
D Series 06-16 Series 06-16 31-05-2019USD1,029.7300 1,1381,172,284
D Series 08-16 Series 08-16 31-07-2019USD1,087.1700 6,0546,581,578
D Series 09-16 Series 09-16 31-08-2019USD1,080.1300 1,4151,528,245
D Series 10-16 Series 10-16 30-09-2019USD1,054.6800 2829,636
D Series 11-16 Series 11-16 31-10-2019USD1,059.0100 232245,494
D Series 01-17 Series 01-17 31-10-2019USD1,134.1500 1,6081,823,411
D Series 02-17 Series 02-17 31-10-2019USD1,125.5500 1,2271,380,705
D Series 03-17 Series 03-17 31-10-2019USD1,100.5300 215236,725
D Series 06-17 Series 06-17 31-10-2019USD1,031.2900 255262,818
D Series 07-17 Series 07-17 31-10-2019USD960.3100 5855,399
D Series 08-17 Series 08-17 31-10-2019USD920.2500 2624,060
D Series 03-18 Series 03-18 31-10-2019USD799.8900 2,6362,108,562
D Series 04-18 Series 04-18 30-09-2019USD775.5000 351272,518
D Series 06-18 Series 06-18 31-10-2019USD832.3100 20,61117,155,181
D Series 07-18 Series 07-18 31-10-2019USD834.9600 1,012844,805
D Series 08-18 Series 08-18 31-10-2019USD842.1000 4,8894,117,047
D Series 10-18 Series 10-18 31-10-2019USD906.2500 1412,729
D Series 01-19 Series 01-19 31-10-2019USD956.5500 7,2606,944,250
D Series 02-19 Series 02-19 31-10-2019USD0.0000 00
D Series 04-19 Series 04-19 31-10-2019USD866.6700 98,219
D Series 07-19 Series 07-19 31-10-2019USD920.0100 98,704
D Series 08-19 Series 08-19 31-10-2019USD1,004.1800 1,1461,151,090
D Series 09-19 Series 09-19 31-10-2019USD1,015.6600 5,3255,408,385
D Series 10-19 Series 10-19 31-10-2019USD1,007.5200 1,0851,093,168
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-10-2019USD1,234.3000 213,815263,911,748
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-09-2019USD1,277.0410 58,64974,897,347
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 31-10-2019USD18,579.6900 2,16240,169,289
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-06-2019USD31.3900 205,0006,434,950
Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 22-11-2019USD139.8600 311,38243,550,115
Short Duration Income Fund Class A US$ Segregated Portfolio 22-11-2019USD116.0200 120,81514,017,143
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 22-11-2019USD111.4200 268,66729,933,939
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 29-11-2019USD956.4348 4,9224,707,639
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 20-11-2019BMD34.9300 400,80114,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 19-11-2019USD18.4800 400,4327,400,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 19-11-2019USD31.3700 637,55120,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 03-12-2019USD25.5401 26,938,030688,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 03-12-2019USD26.0197 33,051,879860,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 03-12-2019CAD17.1968 1,570,05927,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 03-12-2019GBP20.4432 1,467,48030,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 20-11-2019USD10.7100 859,0109,200,000
Class B Up to 25,000,000 Shares of US$0.10 each 20-11-2019USD10.9320 7,217,34378,900,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 04-12-2019USD147.7787 2,528373,576
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 04-12-2019USD151.1761 3,917592,154
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 04-12-2019USD153.5944 145,56922,358,614
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 04-12-2019USD130.9844 2,121277,796
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 04-12-2019USD132.2761 3,802502,947
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 04-12-2019USD134.8678 79,20210,681,831
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 04-12-2019USD113.3437 23426,483
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 04-12-2019USD115.5472 6,344732,978
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 04-12-2019USD116.6385 32,4533,785,308
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 04-12-2019USD166.5847 1,905317,324
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 04-12-2019USD173.6242 3,816662,535
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 04-12-2019USD182.1855 40,2057,324,804
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 04-12-2019CAD31.8308 168,8085,373,313
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 04-12-2019USD39.5975 292,04511,564,262
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 04-12-2019USD24.6800 726,54317,931,077
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 03-12-2019USD68.3442 2,136145,967
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 31-10-2019EUR117,868,722.8500 1117,868,723
Class B interests An unlimited number of B limited partnership interests 31-10-2019EUR543,956.2800 1543,956
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 30-09-2019USD118.8300 6,657,522791,125,788
Class/DescriptionValuation DateCurrNAVUnitsTotal
An unlimited number of Class A non-voting shares of RMB1,000 each Guotai Junan China Plus Bond Fund SP 29-10-2019CNH1,000.0000 700,000700,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 31-10-2019USD1,214.0675 2,363,0542,868,907,055
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 31-10-2019USD169.4829 652,746110,629,428
Series A1-2 2011 Class A1-2 Shares 31-12-2017USD181.8213 57,36510,430,171
Series A1-3 Class A1-3 Shares 31-12-2017USD181.8254 107,44419,536,028
Series A1-4 Class A1-4 Shares 31-12-2017USD181.8401 101,59218,473,498
Series A1-6 Class A1-6 Shares 31-10-2019USD167.7566 2,569431,030
Series A1-7 Class A1-7 Shares 31-01-2019USD202.7065 4,283868,165
Series A1-8 Class A1-8 Shares 31-12-2017USD179.2313 23,0104,124,106
Series A2-1 Class A2-1 Shares 31-10-2019USD165.4546 5,833965,258
Series A2-2 Class A2-2 Shares 31-12-2017USD179.1507 127,43022,829,201
Series A2-3 Class A2-3 Shares 31-10-2019USD164.4898 7,8821,296,516
Series A2-5 Class A2-5 Shares 31-12-2017USD179.1405 5,8341,045,161
Series B1-1-09 Class B1-1 Shares 31-10-2019USD159.1594 92,68314,751,422
Series B1-2 2011 Class B1-2 Shares 31-12-2017USD171.6694 763131,066
Series B1-3 Class B1-3 Shares 31-12-2017USD171.6754 1,295222,332
Series B1-4 Class B1-4 Shares 31-12-2017USD171.7221 50085,848
Series B1-5 Class B1-5 Shares 31-12-2017USD171.6736 647111,073
Series B1-6 Class B1-6 Shares 31-12-2017USD168.1621 690116,018
Series B1-7 Class B1-7 Shares 31-12-2017USD181.6169 115,66321,006,288
Series B2-1 Class B2-1 Shares 31-10-2019USD155.3799 13,9372,165,617
Series D1-1 Class D1-1 Shares 31-10-2019EUR96.0534 38,6124,135,501
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 04-12-2019JPY8,411.5674 945,5817,953,818,312
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 31-10-2019USD2,452.5600 58,689143,937,291
Series 4 Class J-USD shares Series 4 Class J-USD shares 31-10-2019USD1,101.4200 31,61134,816,859
Series 5 Class J-USD shares Series 5 Class J-USD shares 31-10-2019USD1,079.0900 8,8899,591,903
Series 6 Class J-USD shares Series 6 Class J-USD shares 31-10-2019USD1,057.0800 1,2161,285,055
Series 7 Class J-USD shares Series 7 Class J-USD shares 31-10-2019USD1,039.7800 280291,139
Series 8 Class J-USD shares Series 8 Class J-USD shares 31-10-2019USD987.8700 109108,013
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 31-10-2019USD122.1200 2,519,234307,651,314
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 31-10-2019USD49.7100 4,943,995245,758,407
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-07-2019USD28,996.7800 5145,218
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-07-2019USD11,846.1000 3,01735,735,965
USD Class A Shares Up to 150,000 Class A Shares 31-07-2019USD26,570.5600 2035,389,646
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 31-07-2019GBP25,344.8900 113,382
GBP Class E Shares Up to 150,000 Sterling Class E Shares 31-07-2019GBP11,404.7900 1,73519,781,991
GBP Class A Shares Up to 100,000 Sterling Class A Shares 31-07-2019GBP23,293.6200 681,584,148
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-07-2019USD24,878.2300 130,640
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-07-2019USD11,842.1000 2,37628,139,951
USD Class A Shares Up to 200,000 Class A Shares 31-07-2019USD23,015.8600 2285,258,113
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 31-10-2019USD108.0815 3,664,191396,031,348
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 30-11-2019USD109.1500 49,1435,363,968
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 30-11-2019JPY10,219.6760 50,560516,709,583
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 30-11-2019AUD124.8890 22,8012,847,613
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 05-12-2019USD2.7748 8,240,90422,866,938
Class AC Shares Up to 100,000,000 Class AC Shares 05-12-2019CAD4.1662 533,2402,221,575
Class NC Shares Up to 100,000,000 Class NC Shares 05-12-2019CAD3.7956 233,693887,024
Class NU Shares Up to 100,000,000 Class NU Shares 05-12-2019USD2.7908 275,740769,547
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 05-12-2019USD3.1429 10,879,48034,193,274
Class NU Shares Up to 100,000,000 Class NU Shares 05-12-2019USD3.1267 361,8661,131,455
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 05-12-2019USD13.5376 14,332,164194,023,363
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 05-12-2019USD9.6461 214,6302,070,339
Class IU Shares Redeemable Preferred Shares 05-12-2019USD10.1012 108,1871,092,818
Class NU Shares Redeemable Preferred Shares 05-12-2019USD9.4873 24,689234,234
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 05-12-2019USD2.8148 17,060,98348,023,962
Class NU Shares Up to 100,000,000 Class NU Shares 05-12-2019USD2.6691 585,3931,562,477
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 05-12-2019USD17.6079 1,928,45333,956,104
Class NU Shares Up to 100,000,000 Class NU Shares 05-12-2019USD17.6439 22,472396,490
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 31-10-2019EUR105.2100 221,42223,296,675
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 30-09-2019EUR1,108.9365 38,19442,354,215
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 29-11-2019USD4,967.4636 10,60552,680,969
Strategic Europe Fund Unlimited number of units 29-11-2019EUR4,430.5700 34,859154,447,105
Europe Premier Fund Unlimited number of units 29-11-2019EUR8,503.7100 28,722244,243,045
ASEAN Prime Fund Unlimited number of units 29-11-2019USD7,232.4050 11,08280,149,844
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 31-10-2019USD1,352.1677 64,71487,504,601
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 31-10-2019USD1,305.4128 185,477242,123,445
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 31-10-2019USD1,312.4016 366,418480,887,225
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 31-10-2019USD86,842.2400 796,850,966
Class B1 Up to 40,000 Redeemable Shares of par value US$0.01 each 31-10-2019USD79,119.7500 177,616