Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 31-08-2018USD1,083.4710 124,046134,400,514
Class J-JPY Shares Class J-JPY Shares 31-08-2018JPY102,916.6660 2,610268,612,498
Class J-USD Share Series 3 Class J-USD Share Series 3 Class 31-12-2017USD1,025.6660 2,6572,725,482
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 29-06-2018JPY10,000.0000 200,0509,934
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 31-08-2018USD1,028.4100 236,285242,998,677
D Series 12-14 Series 12-14 31-08-2018USD836.1900 7,4356,216,676
D Series 04-15 Series 04-15 31-08-2018USD909.1600 7,3196,653,809
D Series 05-15 Series 05-15 31-08-2018USD886.5200 24,09721,362,378
D Series 06-15 Series 06-15 31-08-2018USD906.9300 5,7835,244,891
D Series 07-15 Series 07-15 31-08-2018USD932.5300 8,2447,687,745
D Series 08-15 Series 08-15 31-08-2018USD997.2500 2,0001,994,000
D Series 09-15 Series 09-15 31-08-2018USD1,071.0700 18,30319,604,013
D Series 10-15 Series 10-15 31-08-2018USD1,063.8700 4,9435,258,931
D Series 11-15 Series 11-15 31-08-2018USD1,096.2700 890975,988
D Series 12-15 Series 12-15 31-08-2018USD1,171.3500 4,5525,332,322
D Series 01-16 Series 01-16 31-08-2018USD1,159.9700 1,7432,021,259
D Series 02-16 Series 02-16 31-08-2018USD1,282.5100 10,21613,102,128
D Series 03-16 Series 03-16 31-08-2018USD1,252.1800 2,5163,150,218
D Series 04-16 Series 04-16 31-08-2018USD1,216.2800 11,35613,812,449
D Series 05-16 Series 05-16 31-08-2018USD1,159.4500 4,0654,713,246
D Series 06-16 Series 06-16 31-08-2018USD1,154.7400 1,1381,314,599
D Series 08-16 Series 08-16 31-08-2018USD1,236.7700 6,0547,487,246
D Series 09-16 Series 09-16 31-08-2018USD1,250.0600 1,4151,768,690
D Series 10-16 Series 10-16 31-08-2018USD1,213.1100 2834,088
D Series 11-16 Series 11-16 31-08-2018USD1,205.5700 274330,471
D Series 01-17 Series 01-17 31-08-2018USD1,295.9200 2,0692,681,859
D Series 02-17 Series 02-17 31-08-2018USD1,284.8700 1,5672,013,002
D Series 03-17 Series 03-17 31-08-2018USD1,253.0100 215269,524
D Series 06-17 Series 06-17 31-08-2018USD1,172.1800 383448,761
D Series 07-17 Series 07-17 31-08-2018USD1,085.2800 5862,609
D Series 08-17 Series 08-17 31-08-2018USD1,040.5200 2627,204
D Series 03-18 Series 03-18 31-08-2018USD911.3900 2,6362,402,503
D Series 04-18 Series 04-18 31-08-2018USD891.0900 351313,136
D Series 06-18 Series 06-18 31-08-2018USD946.7200 32,72230,978,707
D Series 07-18 Series 07-18 31-08-2018USD949.7300 3,4373,264,239
D Series 08-18 Series 08-18 31-08-2018USD957.9700 4,8894,683,515
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-08-2018USD1,233.8000 185,016228,273,299
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 09-08-2018USD0.0000 00
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 31-08-2018USD19,073.4500 2,59649,514,667
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 31-03-2018USD33.0300 205,0006,771,150
Class/DescriptionValuation DateCurrNAVUnitsTotal
Global Balanced Fund Class A US$ Segregated Portfolio 07-09-2018USD133.2900 283,91837,842,621
Short Duration Income Fund Class A US$ Segregated Portfolio 07-09-2018USD112.6800 74,5248,397,488
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 31-08-2018USD954.1467 104,53499,740,359
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 12-09-2018BMD32.2600 450,70414,400,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 18-09-2018USD17.6000 517,0459,100,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 18-09-2018USD29.5400 677,04820,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 25-09-2018USD24.9808 27,461,090686,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 25-09-2018USD25.4197 37,097,212943,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2018CAD16.9584 1,592,13127,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2018CAD17.3812 517,8009,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 25-09-2018GBP20.3343 1,180,27124,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 25-09-2018GBP20.7200 530,88811,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 19-09-2018USD10.3870 1,136,035111,800,000
Class B Up to 25,000,000 Shares of US$0.10 each 19-09-2018USD10.6050 6,600,66070,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 19-09-2018USD142.3137 3,612514,052
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 19-09-2018USD145.1474 7,8141,134,224
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 19-09-2018USD147.1965 193,80028,526,675
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 19-09-2018USD124.4668 2,523313,973
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 19-09-2018USD125.5453 7,264911,990
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 19-09-2018USD127.6772 109,39513,967,229
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 19-09-2018USD109.2789 23425,534
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 19-09-2018USD111.1323 6,382709,226
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 19-09-2018USD112.0470 35,8844,020,698
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 19-09-2018USD162.5739 2,080338,075
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 19-09-2018USD168.5283 4,037680,350
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 19-09-2018USD175.7586 40,8047,171,633
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 19-09-2018CAD31.3471 165,0655,174,321
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 19-09-2018USD36.6661 497,75518,250,754
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 19-09-2018USD23.9920 840,97120,176,578
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 04-09-2018USD55.1628 236,55813,049,216
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 31-08-2018EUR18,997,059.1500 118,997,059
Class B interests An unlimited number of B limited partnership interests 31-08-2018EUR940,756.3900 1940,756
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-07-2018USD113.5400 6,657,522755,907,907
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 31-08-2018USD1,262.5637 1,549,8811,956,822,909
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 31-10-2017USD175.2716 1,084,331190,052,509
Series A1-2 2011 Class A1-2 Shares 31-10-2017USD175.2805 57,36510,054,961
Series A1-3 Class A1-3 Shares 31-10-2017USD175.3064 107,44418,835,598
Series A1-4 Class A1-4 Shares 31-10-2017USD174.9354 101,59217,772,037
Series A1-6 Class A1-6 Shares 31-10-2017USD171.9876 4,769820,274
Series A1-7 Class A1-7 Shares 31-10-2017USD174.3580 2,785485,572
Series A1-8 Class A1-8 Shares 31-10-2017USD172.7383 23,0103,974,701
Series A2-1 Class A2-1 Shares 31-10-2017USD172.8108 30,1915,217,350
Series A2-2 Class A2-2 Shares 31-10-2017USD172.4730 127,43021,978,256
Series A2-3 Class A2-3 Shares 31-10-2017USD170.3364 7,8821,342,598
Series A2-5 Class A2-5 Shares 31-10-2017USD172.8212 5,8341,008,291
Series B1-1-09 Class B1-1 Shares 31-10-2017USD165.5052 21,8673,619,152
Series B1-2 2011 Class B1-2 Shares 31-10-2017USD165.5162 763126,368
Series B1-3 Class B1-3 Shares 31-10-2017USD165.4244 1,295214,236
Series B1-4 Class B1-4 Shares 31-10-2017USD164.5216 50082,248
Series B1-5 Class B1-5 Shares 31-10-2017USD165.5075 647107,083
Series B1-6 Class B1-6 Shares 31-10-2017USD162.0869 690111,826
Series B1-7 Class B1-7 Shares 31-01-2017USD169.0460 140,02923,671,391
Series B2-1 Class B2-1 Shares 31-10-2017USD163.1876 60,2419,830,646
Series D1-1 Class D1-1 Shares 31-10-2017EUR105.8628 115,76212,254,871
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 24-09-2018JPY9,112.4401 2,352,24721,434,709,876
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Shares of par value US$0.01 each 31-08-2018USD1,566.4102 246,865386,691,779
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 31-08-2018USD2,325.8600 81,681189,977,823
Series 4 Class J-USD shares Series 4 Class J-USD shares 31-08-2018USD1,044.5300 56,80959,339,125
Series 5 Class J-USD shares Series 5 Class J-USD shares 31-08-2018USD1,023.3500 14,61114,952,286
Series 6 Class J-USD shares Series 6 Class J-USD shares 31-08-2018USD1,002.7900 1,7231,728,185
Series 7 Class J-USD shares Series 7 Class J-USD shares 31-08-2018USD987.6000 280276,527
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 31-08-2018USD120.2300 2,637,545317,102,043
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 31-08-2018USD50.6900 4,989,793252,935,249
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-08-2018USD28,368.7300 6175,914
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-08-2018USD11,589.5200 3,64542,245,960
USD Class A Shares Up to 150,000 Class A Shares 31-08-2018USD26,150.5200 2686,995,495
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 31-08-2018GBP25,228.4700 114,027
GBP Class E Shares Up to 150,000 Sterling Class E Shares 31-08-2018GBP11,348.0200 3,00834,134,758
GBP Class A Shares Up to 100,000 Sterling Class A Shares 31-08-2018GBP23,489.6000 1774,148,443
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-08-2018USD24,269.2700 132,586
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-08-2018USD11,552.2400 4,16548,119,439
USD Class A Shares Up to 200,000 Class A Shares 31-08-2018USD22,586.7800 4339,790,360
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares (Minimum Subscription: EUR equivalent of US$1,000,000) Up to 49,990,000 Class A EUR Participating Shares 31-08-2018EUR863.5054 6152,456
Class B Shares (Minimum Subscription: EUR equivalent of US$25,000) Up to 49,990,000 Class B EUR Participating Shares 31-08-2018EUR746.3673 4,3863,273,661
Class C Shares (Minimum Subscription: US$1,000,000) Up to 49,990,000 Class C USD Participating Shares 31-08-2018USD855.1336 452386,606
Class D Shares (Minimum Subscription: US$25,000) Up to 49,990,000 Class D USD Participating Shares 31-08-2018USD736.4291 1,5421,135,555
Class E Shares (Minimum Subscription: JPY equivalent of US$1,000,000) Up to 49,990,000 Class E JPY Participating Shares 31-08-2018JPY859.8451 7,9916,871,392
Class F Shares (Minimum Subscription: JPY equivalent of US$25,000) Up to 49,990,000 Class F JPY Participating Shares 31-08-2018JPY737.1410 24,69918,206,744
Class G Shares (Minimum Subscription: CHF equivalent of US$1,000,000) Up to 49,990,000 Class G CHF Participating Shares 31-08-2018CHF861.4343 3,1672,728,507
Class H Shares (Minimum Subscription: CHF equivalent of US$25,000) Up to 49,990,000 Class H CHF Participating Shares 31-08-2018CHF743.4847 437324,886
Class I Shares (Minimum Subscription: GBP equivalent of US$1,000,000) Up to 49,990,000 Class I GBP Participating Shares 31-08-2018GBP874.1273 5043,706
Class J Shares (Minimum Subscription: GBP equivalent of US$25,000) Up to 49,990,000 Class J GBP Participating Shares 31-08-2018GBP746.3016 11686,221
Class K Shares (Minimum Subscription: AUD equivalent of US$1,000,000) Up to 49,990,000 Class K AUD Participating Shares 31-08-2018AUD1,042.1954 795828,037
Class L Shares (Minimum Subscription: AUD equivalent of US$25,000) Up to 49,990,000 Class L AUD Participating Shares 31-08-2018AUD888.7597 933829,647
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 31-08-2018USD108.1825 5,690,056615,564,319
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 18-09-2018USD116.6960 58,5376,831,034
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 18-09-2018JPY11,207.2990 66,514745,442,286
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 18-09-2018AUD134.2510 26,0923,502,877
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 25-09-2018USD2.7232 10,435,20628,417,316
Class AC Shares Up to 100,000,000 Class AC Shares 25-09-2018CAD4.0162 571,0712,293,511
Class NC Shares Up to 100,000,000 Class NC Shares 25-09-2018CAD3.6807 235,318866,136
Class NU Shares Up to 100,000,000 Class NU Shares 25-09-2018USD2.7553 375,1361,033,621
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 25-09-2018USD3.3614 11,681,51939,266,573
Class NU Shares Up to 100,000,000 Class NU Shares 25-09-2018USD3.3652 468,9121,578,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 25-09-2018USD13.2643 8,830,713117,133,085
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 25-09-2018USD9.6520 393,3653,796,739
Class IU Shares Redeemable Preferred Shares 25-09-2018USD9.9850 496,4044,956,602
Class NU Shares Redeemable Preferred Shares 25-09-2018USD9.5171 31,482299,616
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 25-09-2018USD2.5808 14,938,73838,553,316
Class NU Shares Up to 100,000,000 Class NU Shares 25-09-2018USD2.4618 781,9551,925,019
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 25-09-2018USD17.5689 2,134,40337,499,121
Class NU Shares Up to 100,000,000 Class NU Shares 25-09-2018USD17.6999 29,423520,780
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Series 03-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.9500 141,96820,436,321
Class A1 Series 02-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD117.5700 4,667548,714
Class A1 Series 03-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD118.2300 1,450171,513
Class A1 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD118.2700 12,7651,509,765
Class A1 Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD117.9000 11,7901,390,116
Class A1 Series 02-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.7300 4,033579,731
Class A1 Series 04-17 Up to 500,000,000 participating redeemable voting shares 31-08-2017USD138.3400 267,39136,990,993
Class A1 Series 06-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.7500 57,9908,336,123
Class A1 SP Series 01-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD725.8300 111,78281,134,773
Class A1 SP Series 06-15 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.4700 591344,443
Class A1 SP Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD581.3900 10,1425,896,670
Class A1 SP Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.1900 19,96211,622,177
Class A1 SP Series 10-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.2600 13,3207,756,253
Class A1 SP2 Series 02-16 Up to 500,000,000 participating redeemable voting shares 30-11-2016USD572.6400 1,237708,433
Class A1 SP2 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD579.5900 364210,981
Class A1 SP2 Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD579.9000 711412,381
Class A1 SF1 Series 03-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD144.8500 16,3632,370,214
Class A2 Series 01-15 Up to 500,000,000 participating redeemable shares 31-01-2018USD144.1700 8,5151,227,713
Class A2 Series 02-15 Up to 500,000,000 participating redeemable voting shares 29-02-2016USD107.2300 42,0974,514,143
Class A2 Series 12-15 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD121.6200 42,0955,119,685
Class A2 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD121.5400 71,5218,692,774
Class A2 SP Series 01-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD151.6400 494,69575,015,628
Class A2 SP Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD124.3900 65,5858,158,175
Class A2 SP Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD124.5300 67,4698,401,947
Class A2 SF1 Series 03-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD145.6400 722,661105,248,443
Class A2 SF1 Series 09-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD145.5200 16,9582,467,857
Class A2 Non Voting Series 01-16 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD574.4900 6,9954,018,600
Class A2 Non Voting Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD482.1500 2,1651,043,966
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 14-09-2018EUR113.3440 218,56024,772,392
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 31-07-2018EUR1,139.5112 38,19443,521,969
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 21-09-2018USD5,300.2700 27,011143,165,590
Strategic Europe Fund Unlimited number of units 21-09-2018EUR4,195.6300 34,859146,257,150
Europe Premier Fund Unlimited number of units 21-09-2018EUR7,552.6600 23,703179,019,540
ASEAN Prime Fund Unlimited number of units 21-09-2018USD7,295.5500 21,579157,429,646
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 31-08-2018USD1,290.5000 65,76484,869,338
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 31-08-2018USD1,378.7500 182,826252,071,889
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 31-08-2018USD1,455.7400 216,012314,458,577