Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 31-08-2020USD1,211.4130 52,16363,190,513
Class J-JPY Shares Class J-JPY Shares 31-08-2020JPY110,132.0300 2,610287,444,598
Class J-USD Share Series 4 Class J-USD Share Series 4 Class 31-12-2019USD1,039.3330 1,0011,040,131
Class J- JPY Share Series 3 Class J- JPY Share Series 3 Class 31-08-2020JPY111,752.8990 2,584288,769,491
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Active Asset Allocation SP 19-10-2020USD109.8370 91,19510,016,504
Class N shares Active Asset Allocation SP 19-10-2020USD101.3450 146,88514,886,132
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 31-08-2020JPY9,181.0000 1,008,3889,257,796,981
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 30-09-2020USD766.3200 173,237132,755,155
D Series 12-14 Series 12-14 30-09-2020USD623.4500 2,0051,249,965
D Series 04-15 Series 04-15 30-09-2020USD673.1400 941633,529
D Series 05-15 Series 05-15 30-09-2020USD659.0400 7,6385,033,800
D Series 06-15 Series 06-15 30-09-2020USD675.2700 6,1284,138,092
D Series 07-15 Series 07-15 30-09-2020USD695.5800 7,4675,193,989
D Series 08-15 Series 08-15 30-09-2020USD743.6200 7,5645,624,567
D Series 09-15 Series 09-15 30-09-2020USD799.6800 19,44815,552,478
D Series 11-15 Series 11-15 30-09-2020USD818.6700 1,145937,615
D Series 01-16 Series 01-16 30-09-2020USD863.2800 3,5393,055,401
D Series 02-16 Series 02-16 30-09-2020USD955.6500 3,1613,020,831
D Series 03-16 Series 03-16 30-09-2020USD934.2100 2,7312,551,508
D Series 08-17 Series 08-17 31-07-2020USD765.5400 2620,015
D Series 03-18 Series 03-18 30-09-2020USD680.2100 2,0011,361,096
D Series 06-18 Series 06-18 30-09-2020USD707.7800 4,0162,842,265
D Series 07-18 Series 07-18 30-09-2020USD710.0300 1,012718,404
D Series 08-18 Series 08-18 30-09-2020USD716.1100 4,5063,226,665
D Series 10-18 Series 10-18 30-09-2020USD770.6600 1410,824
D Series 01-19 Series 01-19 30-09-2020USD813.4300 7,2605,905,244
D Series 04-19 Series 04-19 30-09-2020USD736.9600 96,989
D Series 07-19 Series 07-19 30-09-2020USD782.3600 97,402
D Series 08-19 Series 08-19 30-09-2020USD853.9400 1,146978,867
D Series 09-19 Series 09-19 30-09-2020USD864.0200 4,7154,074,075
D Series 10-19 Series 10-19 30-09-2020USD856.7800 1,085929,612
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-09-2020USD1,323.3400 193,068255,494,160
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-08-2020USD1,372.6150 47,24864,853,620
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-06-2020USD18.0000 205,0003,690,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 14-08-2020USD145.2000 320,15946,487,194
Short Duration Income Fund Class A US$ Segregated Portfolio 14-08-2020USD118.4700 120,78914,310,315
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 14-08-2020USD116.0300 254,31329,508,468
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 07-10-2020BMD31.1800 384,86212,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 06-10-2020USD19.1900 401,2507,700,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 06-10-2020USD32.9400 604,12819,900,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 15-10-2020USD25.6702 25,438,056653,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 15-10-2020USD26.1696 29,729,151778,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 15-10-2020CAD17.2768 1,504,90826,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 15-10-2020GBP20.4764 976,73420,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 07-10-2020USD11.0450 842,0099,300,000
Class B Up to 25,000,000 Shares of US$0.10 each 07-10-2020USD11.2710 7,621,32985,900,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 06-10-2020USD92.9168 1,677155,901
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 30-09-2020EUR109,096,511.8200 1109,096,512
Class B interests An unlimited number of B limited partnership interests 30-09-2020EUR577,840.1600 1577,840
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class I Class I non-voting shares 02-04-2020USD1,000.0000 20,000,0001,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-07-2020USD121.9200 6,657,522811,706,493
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 30-09-2020USD1,225.1202 3,472,3204,254,009,640
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 19-10-2020JPY8,164.8946 801,4666,543,885,413
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 30-09-2020USD3,094.7500 68,463211,876,642
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 30-09-2020USD122.4300 2,347,584287,404,067
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 30-09-2020USD44.5800 4,599,709205,039,222
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 13-10-2020USD98.0620 44,6294,376,409
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 13-10-2020JPY9,121.5420 38,409350,349,307
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 13-10-2020AUD111.2710 22,8012,537,090
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 17-10-2020USD2.7123 7,803,76821,165,996
Class AC Shares Up to 100,000,000 Class AC Shares 17-10-2020CAD4.0650 489,9731,991,754
Class NC Shares Up to 100,000,000 Class NC Shares 17-10-2020CAD3.6875 233,693861,720
Class NU Shares Up to 100,000,000 Class NU Shares 17-10-2020USD2.7161 254,014689,919
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 17-10-2020USD3.1047 10,707,57233,243,447
Class NU Shares Up to 100,000,000 Class NU Shares 17-10-2020USD3.0752 354,3241,089,635
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 17-10-2020USD13.5974 19,150,301260,395,173
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 17-10-2020USD3.0045 16,962,29350,963,093
Class NU Shares Up to 100,000,000 Class NU Shares 17-10-2020USD2.8366 585,3931,660,502
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 17-10-2020USD17.8956 1,790,69532,045,566
Class NU Shares Up to 100,000,000 Class NU Shares 17-10-2020USD17.8612 22,472401,373
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 30-09-2020EUR103.5340 221,40322,922,812
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 30-06-2020EUR1,051.5195 37,29439,214,889
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Europe Fund Unlimited number of units 16-10-2020EUR4,266.2500 34,859148,719,203
Europe Premier Fund Unlimited number of units 16-10-2020EUR9,486.3300 28,722272,465,564
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 30-09-2020USD1,349.0216 48,19865,019,845
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 30-09-2020USD1,245.0890 162,956202,894,639
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 30-09-2020USD1,297.4739 304,860395,547,761
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 31-07-2020USD86,164.1900 736,252,806
Class B1 Up to 40,000 Redeemable Shares of par value US$0.01 each 31-07-2020USD77,712.0400 171,339