Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 30-11-2019USD1,107.7290 69,29276,756,466
Class J-JPY Shares Class J-JPY Shares 30-11-2019JPY101,780.8600 2,610265,648,045
Class J-USD Share Series 3 Class J-USD Share Series 3 Class 31-12-2017USD1,025.6660 2,6572,725,482
Class J-USD Share Series 4 Class J-USD Share Series 4 Class 30-11-2019USD1,022.0330 1,0011,022,817
Class J- JPY Share Series 3 Class J- JPY Share Series 3 Class 30-11-2019JPY103,525.3610 2,584267,509,533
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 29-11-2019JPY9,845.0738 1,008,3889,927,659,960
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 31-12-2019USD933.5900 210,279196,315,221
D Series 12-14 Series 12-14 31-12-2019USD759.5400 6,4904,929,657
D Series 04-15 Series 04-15 31-12-2019USD823.9000 2,8922,382,756
D Series 05-15 Series 05-15 31-12-2019USD802.8900 16,78313,474,941
D Series 06-15 Series 06-15 31-12-2019USD822.6600 6,4625,315,847
D Series 07-15 Series 07-15 31-12-2019USD847.4100 8,2446,986,022
D Series 08-15 Series 08-15 31-12-2019USD905.9400 7,7607,030,376
D Series 09-15 Series 09-15 31-12-2019USD974.2400 19,44818,947,282
D Series 10-15 Series 10-15 30-09-2018USD1,031.5000 4,9435,098,887
D Series 11-15 Series 11-15 31-12-2019USD997.3700 1,1451,142,277
D Series 12-15 Series 12-15 30-11-2018USD1,093.4700 4,5524,977,780
D Series 01-16 Series 01-16 31-12-2019USD1,053.9300 1,7431,836,491
D Series 02-16 Series 02-16 31-12-2019USD1,166.8800 1,9312,253,696
D Series 03-16 Series 03-16 31-12-2019USD1,139.7800 2,5162,867,425
D Series 04-16 Series 04-16 31-03-2019USD1,162.0700 11,35613,196,881
D Series 05-16 Series 05-16 30-04-2019USD1,109.9400 4,0654,512,007
D Series 06-16 Series 06-16 31-05-2019USD1,029.7300 1,1381,172,284
D Series 08-16 Series 08-16 31-07-2019USD1,087.1700 6,0546,581,578
D Series 09-16 Series 09-16 31-08-2019USD1,080.1300 1,4151,528,245
D Series 10-16 Series 10-16 30-09-2019USD1,054.6800 2829,636
D Series 11-16 Series 11-16 31-10-2019USD1,059.0100 232245,494
D Series 01-17 Series 01-17 31-12-2019USD1,177.8600 1,6081,893,696
D Series 02-17 Series 02-17 31-12-2019USD1,169.0200 1,2271,434,027
D Series 03-17 Series 03-17 31-12-2019USD1,142.8200 215245,821
D Series 06-17 Series 06-17 31-12-2019USD1,071.0900 255272,961
D Series 07-17 Series 07-17 31-12-2019USD997.1700 5857,525
D Series 08-17 Series 08-17 31-12-2019USD955.7100 2624,987
D Series 03-18 Series 03-18 31-12-2019USD830.4400 2,6362,189,092
D Series 04-18 Series 04-18 30-09-2019USD775.5000 351272,518
D Series 06-18 Series 06-18 31-12-2019USD864.1000 8,7057,522,248
D Series 07-18 Series 07-18 31-12-2019USD866.8400 1,012877,070
D Series 08-18 Series 08-18 31-12-2019USD874.2700 4,8894,274,285
D Series 10-18 Series 10-18 31-12-2019USD940.8600 1413,215
D Series 01-19 Series 01-19 31-12-2019USD993.0800 7,2607,209,465
D Series 02-19 Series 02-19 31-10-2019USD0.0000 00
D Series 04-19 Series 04-19 31-12-2019USD899.7700 98,533
D Series 07-19 Series 07-19 31-12-2019USD955.1500 99,036
D Series 08-19 Series 08-19 31-12-2019USD1,042.5300 1,1461,195,053
D Series 09-19 Series 09-19 31-12-2019USD1,054.7700 5,2105,495,651
D Series 10-19 Series 10-19 31-12-2019USD1,046.0000 1,0851,134,918
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-12-2019USD1,324.9900 213,815283,302,085
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-11-2019USD1,311.5890 58,64976,923,520
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 31-12-2019USD19,424.3800 2,07640,325,021
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-09-2019USD31.1100 205,0006,377,550
Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 10-01-2020USD144.2800 313,58745,244,200
Short Duration Income Fund Class A US$ Segregated Portfolio 10-01-2020USD116.3600 121,48414,135,619
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 10-01-2020USD116.9500 268,44431,393,581
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 29-11-2019USD956.4348 4,9224,707,639
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 08-01-2020BMD35.6700 400,89714,300,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 07-01-2020USD19.0200 315,4576,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 07-01-2020USD31.9500 660,40621,100,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 21-01-2020USD25.5856 29,782,377762,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 21-01-2020USD26.0695 36,939,718963,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 21-01-2020CAD17.2245 1,393,36424,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 21-01-2020GBP20.4555 1,515,48431,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 08-01-2020USD10.7010 803,6638,600,000
Class B Up to 25,000,000 Shares of US$0.10 each 08-01-2020USD10.9200 7,280,21979,500,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 15-01-2020USD153.6305 2,528388,369
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 15-01-2020USD157.2039 2,486390,828
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 15-01-2020USD159.7495 138,13522,067,044
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 15-01-2020USD133.8897 2,121283,958
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 15-01-2020USD135.2255 3,802514,161
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 15-01-2020USD137.9066 77,31410,662,137
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 15-01-2020USD114.4939 23426,752
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 15-01-2020USD116.7462 6,344740,584
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 15-01-2020USD117.8624 32,4533,825,028
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 15-01-2020USD175.2990 1,905333,924
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 15-01-2020USD182.8011 3,816697,554
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 15-01-2020USD191.9275 59,31011,383,275
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 15-01-2020CAD31.8994 145,9564,655,924
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 15-01-2020USD39.7675 289,26411,503,292
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 15-01-2020USD24.7348 735,41618,190,351
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 14-01-2020USD69.5482 2,009139,752
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 31-12-2019EUR119,660,599.8800 1119,660,599
Class B interests An unlimited number of B limited partnership interests 31-12-2019EUR547,308.5500 1547,308
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 30-11-2019USD121.6700 6,657,522810,052,645
Class/DescriptionValuation DateCurrNAVUnitsTotal
An unlimited number of Class A non-voting shares of RMB1,000 each Guotai Junan China Plus Bond Fund SP 31-12-2019CNH1,010.9265 700,000707,648,598
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 30-11-2019USD1,209.9801 2,451,4342,966,185,807
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 31-12-2019USD182.7229 652,747119,271,847
Series A1-2 2011 Class A1-2 Shares 31-12-2017USD181.8213 57,36510,430,171
Series A1-3 Class A1-3 Shares 31-12-2017USD181.8254 107,44419,536,028
Series A1-4 Class A1-4 Shares 31-12-2017USD181.8401 101,59218,473,498
Series A1-6 Class A1-6 Shares 31-12-2019USD181.0824 2,569465,269
Series A1-7 Class A1-7 Shares 31-01-2019USD202.7065 4,283868,165
Series A1-8 Class A1-8 Shares 31-12-2017USD179.2313 23,0104,124,106
Series A2-1 Class A2-1 Shares 31-12-2019USD178.4544 5,8331,041,098
Series A2-2 Class A2-2 Shares 31-12-2017USD179.1507 127,43022,829,201
Series A2-3 Class A2-3 Shares 31-12-2019USD177.4138 7,8821,398,383
Series A2-5 Class A2-5 Shares 31-12-2017USD179.1405 5,8341,045,161
Series B1-1-09 Class B1-1 Shares 31-12-2019USD171.7773 92,68315,920,922
Series B1-2 2011 Class B1-2 Shares 31-12-2017USD171.6694 763131,066
Series B1-3 Class B1-3 Shares 31-12-2017USD171.6754 1,295222,332
Series B1-4 Class B1-4 Shares 31-12-2017USD171.7221 50085,848
Series B1-5 Class B1-5 Shares 31-12-2017USD171.6736 647111,073
Series B1-6 Class B1-6 Shares 31-12-2017USD168.1621 690116,018
Series B1-7 Class B1-7 Shares 31-12-2017USD181.6169 115,66321,006,288
Series B2-1 Class B2-1 Shares 31-12-2019USD167.5881 13,9372,335,769
Series D1-1 Class D1-1 Shares 31-12-2019EUR102.9508 38,6124,457,904
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 20-01-2020JPY8,508.6087 920,0967,828,736,833
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 31-12-2019USD2,535.8300 58,689148,824,179
Series 4 Class J-USD shares Series 4 Class J-USD shares 31-12-2019USD1,138.8100 31,32135,668,873
Series 5 Class J-USD shares Series 5 Class J-USD shares 31-12-2019USD1,115.7200 8,8899,917,529
Series 6 Class J-USD shares Series 6 Class J-USD shares 31-12-2019USD1,092.9700 1,2161,328,676
Series 7 Class J-USD shares Series 7 Class J-USD shares 31-12-2019USD1,075.0800 280301,022
Series 8 Class J-USD shares Series 8 Class J-USD shares 31-12-2019USD1,021.4000 109111,680
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 31-12-2019USD124.8100 2,480,833309,625,076
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 31-12-2019USD52.7600 4,873,082257,093,932
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 30-11-2019USD29,134.8221 5145,624
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 30-11-2019USD11,902.4836 2,89034,393,879
USD Class A Shares Up to 150,000 Class A Shares 30-11-2019USD26,639.2106 1704,532,416
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 30-11-2019GBP25,341.4773 113,380
GBP Class E Shares Up to 150,000 Sterling Class E Shares 30-11-2019GBP11,401.5163 1,65718,889,236
GBP Class A Shares Up to 100,000 Sterling Class A Shares 30-11-2019GBP23,244.0551 661,533,070
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 30-11-2019USD25,003.7801 130,287
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 30-11-2019USD11,901.8643 2,20326,214,948
USD Class A Shares Up to 200,000 Class A Shares 30-11-2019USD23,081.9095 2245,166,599
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 30-11-2019USD107.8665 3,694,413398,503,249
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 14-01-2020USD112.7870 48,7745,501,073
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 14-01-2020JPY10,527.8070 47,839503,639,759
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 14-01-2020AUD128.9600 22,8012,940,417
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 21-01-2020USD2.9186 8,197,01323,923,492
Class AC Shares Up to 100,000,000 Class AC Shares 21-01-2020CAD4.3458 537,5662,336,141
Class NC Shares Up to 100,000,000 Class NC Shares 21-01-2020CAD3.9567 233,693924,666
Class NU Shares Up to 100,000,000 Class NU Shares 21-01-2020USD2.9335 273,113801,186
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 21-01-2020USD3.2783 11,037,59336,184,971
Class NU Shares Up to 100,000,000 Class NU Shares 21-01-2020USD3.2594 361,8661,179,451
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 21-01-2020USD13.5594 15,436,832209,313,541
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 21-01-2020USD9.6598 215,1722,078,523
Class IU Shares Redeemable Preferred Shares 21-01-2020USD10.1290 108,2941,096,914
Class NU Shares Redeemable Preferred Shares 21-01-2020USD9.4982 23,138219,773
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 21-01-2020USD2.8174 17,210,52848,489,536
Class NU Shares Up to 100,000,000 Class NU Shares 21-01-2020USD2.6699 585,3931,562,913
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 21-01-2020USD18.4768 1,933,50835,725,047
Class NU Shares Up to 100,000,000 Class NU Shares 21-01-2020USD18.5038 22,472415,814
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 31-12-2019EUR111.2000 221,41424,620,260
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 30-09-2019EUR1,108.9365 38,19442,354,215
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 29-11-2019USD4,967.4636 10,60552,680,969
Strategic Europe Fund Unlimited number of units 17-01-2020EUR4,656.1400 34,859162,310,355
Europe Premier Fund Unlimited number of units 17-01-2020EUR8,978.4300 28,722257,877,667
ASEAN Prime Fund Unlimited number of units 29-11-2019USD7,232.4050 11,08280,149,844
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 31-12-2019USD1,356.0681 63,22585,736,851
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 31-12-2019USD1,316.3877 184,843243,325,654
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 31-12-2019USD1,323.0760 362,018478,977,429
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 30-11-2019USD88,590.7800 796,988,908
Class B1 Up to 40,000 Redeemable Shares of par value US$0.01 each 26-12-2019USD80,630.6000 174,018