Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 30-09-2018USD1,091.8290 124,046135,437,312
Class J-JPY Shares Class J-JPY Shares 30-09-2018JPY103,511.4890 2,610270,164,986
Class J-USD Share Series 3 Class J-USD Share Series 3 Class 31-12-2017USD1,025.6660 2,6572,725,482
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 29-06-2018JPY10,000.0000 200,0509,934
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 30-09-2018USD996.8300 236,285235,535,819
D Series 12-14 Series 12-14 30-09-2018USD810.5000 7,4356,025,749
D Series 04-15 Series 04-15 30-09-2018USD881.2400 7,3196,449,452
D Series 05-15 Series 05-15 30-09-2018USD859.3000 24,09720,706,273
D Series 06-15 Series 06-15 30-09-2018USD879.0800 5,7835,083,806
D Series 07-15 Series 07-15 30-09-2018USD903.8900 8,2447,451,632
D Series 08-15 Series 08-15 30-09-2018USD966.6200 2,0001,932,759
D Series 09-15 Series 09-15 30-09-2018USD1,037.2400 18,30318,984,828
D Series 10-15 Series 10-15 30-09-2018USD1,031.5000 4,9435,098,887
D Series 11-15 Series 11-15 30-09-2018USD1,062.8900 890946,270
D Series 12-15 Series 12-15 30-09-2018USD1,135.6700 4,5525,169,894
D Series 01-16 Series 01-16 30-09-2018USD1,124.6100 1,7431,959,652
D Series 02-16 Series 02-16 30-09-2018USD1,243.4000 10,21612,702,580
D Series 03-16 Series 03-16 30-09-2018USD1,213.9700 2,5163,054,090
D Series 04-16 Series 04-16 30-09-2018USD1,179.1400 11,35613,390,691
D Series 05-16 Series 05-16 30-09-2018USD1,124.0300 4,0654,569,253
D Series 06-16 Series 06-16 30-09-2018USD1,119.4400 1,1381,274,419
D Series 08-16 Series 08-16 30-09-2018USD1,198.9400 6,0547,258,182
D Series 09-16 Series 09-16 30-09-2018USD1,203.6300 1,4151,702,982
D Series 10-16 Series 10-16 30-09-2018USD1,175.9600 2833,044
D Series 11-16 Series 11-16 30-09-2018USD1,168.6200 274320,341
D Series 01-17 Series 01-17 30-09-2018USD1,256.1700 2,0692,599,598
D Series 02-17 Series 02-17 30-09-2018USD1,245.9000 1,5671,951,939
D Series 03-17 Series 03-17 30-09-2018USD1,214.4800 215261,237
D Series 06-17 Series 06-17 30-09-2018USD1,136.6200 383435,149
D Series 07-17 Series 07-17 30-09-2018USD1,051.7800 5860,676
D Series 08-17 Series 08-17 30-09-2018USD1,008.9800 2626,379
D Series 03-18 Series 03-18 30-09-2018USD884.0700 2,6362,330,482
D Series 04-18 Series 04-18 30-09-2018USD864.3700 351303,749
D Series 06-18 Series 06-18 30-09-2018USD916.9900 32,72230,005,700
D Series 07-18 Series 07-18 30-09-2018USD920.6400 3,4373,164,258
D Series 08-18 Series 08-18 30-09-2018USD928.5000 4,8894,539,441
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-09-2018USD1,215.3600 185,016224,861,410
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-08-2018USD1,300.2760 77,303100,515,102
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 30-09-2018USD19,010.1500 2,59849,388,382
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-06-2018USD32.2800 205,0006,617,400
Class/DescriptionValuation DateCurrNAVUnitsTotal
Global Balanced Fund Class A US$ Segregated Portfolio 12-10-2018USD129.9300 284,97537,027,532
Short Duration Income Fund Class A US$ Segregated Portfolio 12-10-2018USD112.6900 75,0978,462,790
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 04-10-2018USD954.0319 104,53499,728,359
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 10-10-2018BMD32.0400 452,55914,500,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 09-10-2018USD17.3900 517,5389,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 09-10-2018USD29.3500 664,39519,500,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 16-10-2018USD25.0062 26,713,375668,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 16-10-2018USD25.4470 34,856,761887,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 16-10-2018CAD16.9682 1,650,14528,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 16-10-2018CAD17.3923 287,4835,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 16-10-2018GBP20.3389 1,180,00424,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 16-10-2018GBP20.7259 530,73611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 10-10-2018USD10.3310 10,783,080111,400,000
Class B Up to 25,000,000 Shares of US$0.10 each 10-10-2018USD10.5420 6,687,53570,500,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares (Minimum Subscription: EUR equivalent of US$1,000,000) Up to 49,990,000 Class A EUR Participating Shares 30-09-2018EUR817.0175 6149,632
Class B Shares (Minimum Subscription: EUR equivalent of US$25,000) Up to 49,990,000 Class B EUR Participating Shares 30-09-2018EUR705.7351 4,3863,095,443
Class C Shares (Minimum Subscription: US$1,000,000) Up to 49,990,000 Class C USD Participating Shares 30-09-2018USD808.6651 452365,597
Class D Shares (Minimum Subscription: US$25,000) Up to 49,990,000 Class D USD Participating Shares 30-09-2018USD695.9680 1,5421,073,165
Class E Shares (Minimum Subscription: JPY equivalent of US$1,000,000) Up to 49,990,000 Class E JPY Participating Shares 30-09-2018JPY812.1158 7,9916,489,967
Class F Shares (Minimum Subscription: JPY equivalent of US$25,000) Up to 49,990,000 Class F JPY Participating Shares 30-09-2018JPY695.7695 24,69917,184,904
Class G Shares (Minimum Subscription: CHF equivalent of US$1,000,000) Up to 49,990,000 Class G CHF Participating Shares 30-09-2018CHF814.6342 3,1022,527,180
Class H Shares (Minimum Subscription: CHF equivalent of US$25,000) Up to 49,990,000 Class H CHF Participating Shares 30-09-2018CHF702.6415 437307,039
Class I Shares (Minimum Subscription: GBP equivalent of US$1,000,000) Up to 49,990,000 Class I GBP Participating Shares 30-09-2018GBP826.5468 5041,327
Class J Shares (Minimum Subscription: GBP equivalent of US$25,000) Up to 49,990,000 Class J GBP Participating Shares 30-09-2018GBP705.2322 7754,215
Class K Shares (Minimum Subscription: AUD equivalent of US$1,000,000) Up to 49,990,000 Class K AUD Participating Shares 30-09-2018AUD988.7075 795785,541
Class L Shares (Minimum Subscription: AUD equivalent of US$25,000) Up to 49,990,000 Class L AUD Participating Shares 30-09-2018AUD842.6089 881741,939
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 17-10-2018USD139.1056 3,612502,464
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 17-10-2018USD141.9035 7,8141,108,875
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 17-10-2018USD143.9259 192,18727,660,646
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 17-10-2018USD122.9342 2,121260,723
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 17-10-2018USD124.0095 7,041873,137
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 17-10-2018USD126.1339 108,80313,723,700
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 17-10-2018USD108.7536 23425,411
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 17-10-2018USD110.6133 6,382705,914
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 17-10-2018USD111.5320 35,8844,002,219
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 17-10-2018USD157.3046 2,080327,118
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 17-10-2018USD163.1187 4,037658,511
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 17-10-2018USD170.1959 40,8146,946,404
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 17-10-2018CAD31.3494 168,7995,291,743
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 17-10-2018USD36.5941 484,14517,716,826
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 17-10-2018USD24.0279 722,64417,363,643
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 16-10-2018USD59.6764 236,55814,116,939
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 30-09-2018EUR18,303,355.0000 118,303,355
Class B interests An unlimited number of B limited partnership interests 30-09-2018EUR789,681.2600 1789,681
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-07-2018USD113.5400 6,657,522755,907,907
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 31-08-2018USD1,262.5637 1,549,8811,956,822,909
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 31-10-2017USD175.2716 1,084,331190,052,509
Series A1-2 2011 Class A1-2 Shares 31-10-2017USD175.2805 57,36510,054,961
Series A1-3 Class A1-3 Shares 31-10-2017USD175.3064 107,44418,835,598
Series A1-4 Class A1-4 Shares 31-10-2017USD174.9354 101,59217,772,037
Series A1-6 Class A1-6 Shares 31-10-2017USD171.9876 4,769820,274
Series A1-7 Class A1-7 Shares 31-10-2017USD174.3580 2,785485,572
Series A1-8 Class A1-8 Shares 31-10-2017USD172.7383 23,0103,974,701
Series A2-1 Class A2-1 Shares 31-10-2017USD172.8108 30,1915,217,350
Series A2-2 Class A2-2 Shares 31-10-2017USD172.4730 127,43021,978,256
Series A2-3 Class A2-3 Shares 31-10-2017USD170.3364 7,8821,342,598
Series A2-5 Class A2-5 Shares 31-10-2017USD172.8212 5,8341,008,291
Series B1-1-09 Class B1-1 Shares 31-10-2017USD165.5052 21,8673,619,152
Series B1-2 2011 Class B1-2 Shares 31-10-2017USD165.5162 763126,368
Series B1-3 Class B1-3 Shares 31-10-2017USD165.4244 1,295214,236
Series B1-4 Class B1-4 Shares 31-10-2017USD164.5216 50082,248
Series B1-5 Class B1-5 Shares 31-10-2017USD165.5075 647107,083
Series B1-6 Class B1-6 Shares 31-10-2017USD162.0869 690111,826
Series B1-7 Class B1-7 Shares 31-01-2017USD169.0460 140,02923,671,391
Series B2-1 Class B2-1 Shares 31-10-2017USD163.1876 60,2419,830,646
Series D1-1 Class D1-1 Shares 31-10-2017EUR105.8628 115,76212,254,871
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 18-10-2018JPY9,158.4448 2,329,27121,332,499,881
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Shares of par value US$0.01 each 31-08-2018USD1,566.4102 246,865386,691,779
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 30-09-2018USD2,375.4100 81,681194,024,724
Series 4 Class J-USD shares Series 4 Class J-USD shares 30-09-2018USD1,066.7800 56,80960,603,088
Series 5 Class J-USD shares Series 5 Class J-USD shares 30-09-2018USD1,045.1500 14,61115,270,804
Series 6 Class J-USD shares Series 6 Class J-USD shares 30-09-2018USD1,023.8400 1,7231,764,472
Series 7 Class J-USD shares Series 7 Class J-USD shares 30-09-2018USD1,007.0800 280281,983
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 30-09-2018USD116.8700 2,635,501307,998,483
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 30-09-2018USD51.1200 5,000,150255,614,968
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-08-2018USD28,368.7300 6175,914
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-08-2018USD11,589.5200 3,64542,245,960
USD Class A Shares Up to 150,000 Class A Shares 31-08-2018USD26,150.5200 2686,995,495
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 31-08-2018GBP25,228.4700 114,027
GBP Class E Shares Up to 150,000 Sterling Class E Shares 31-08-2018GBP11,348.0200 3,00834,134,758
GBP Class A Shares Up to 100,000 Sterling Class A Shares 31-08-2018GBP23,489.6000 1774,148,443
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-08-2018USD24,269.2700 132,586
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-08-2018USD11,552.2400 4,16548,119,439
USD Class A Shares Up to 200,000 Class A Shares 31-08-2018USD22,586.7800 4339,790,360
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 30-09-2018USD106.0596 5,689,645603,441,261
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 16-10-2018USD106.2440 58,4256,207,306
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 16-10-2018JPY10,188.4630 65,555667,904,692
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 16-10-2018AUD122.2760 26,0923,190,425
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 18-10-2018USD2.5894 10,438,77327,029,793
Class AC Shares Up to 100,000,000 Class AC Shares 18-10-2018CAD3.8517 533,4642,054,743
Class NC Shares Up to 100,000,000 Class NC Shares 18-10-2018CAD3.5293 235,318830,492
Class NU Shares Up to 100,000,000 Class NU Shares 18-10-2018USD2.6191 375,136982,506
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 18-10-2018USD3.0607 11,709,22235,838,197
Class NU Shares Up to 100,000,000 Class NU Shares 18-10-2018USD3.0632 446,6281,368,115
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 18-10-2018USD13.2786 8,820,600117,125,275
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 18-10-2018USD9.6401 396,3103,820,451
Class IU Shares Redeemable Preferred Shares 18-10-2018USD9.9793 496,9014,958,751
Class NU Shares Redeemable Preferred Shares 18-10-2018USD9.5040 31,512299,493
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 18-10-2018USD2.5692 14,934,79438,370,360
Class NU Shares Up to 100,000,000 Class NU Shares 18-10-2018USD2.4500 781,9551,915,786
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 18-10-2018USD16.4011 2,153,05335,312,374
Class NU Shares Up to 100,000,000 Class NU Shares 18-10-2018USD16.5186 29,423486,024
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Series 03-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.9500 141,96820,436,321
Class A1 Series 02-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD117.5700 4,667548,714
Class A1 Series 03-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD118.2300 1,450171,513
Class A1 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD118.2700 12,7651,509,765
Class A1 Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD117.9000 11,7901,390,116
Class A1 Series 02-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.7300 4,033579,731
Class A1 Series 04-17 Up to 500,000,000 participating redeemable voting shares 31-08-2017USD138.3400 267,39136,990,993
Class A1 Series 06-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD143.7500 57,9908,336,123
Class A1 SP Series 01-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD725.8300 111,78281,134,773
Class A1 SP Series 06-15 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.4700 591344,443
Class A1 SP Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD581.3900 10,1425,896,670
Class A1 SP Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.1900 19,96211,622,177
Class A1 SP Series 10-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD582.2600 13,3207,756,253
Class A1 SP2 Series 02-16 Up to 500,000,000 participating redeemable voting shares 30-11-2016USD572.6400 1,237708,433
Class A1 SP2 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD579.5900 364210,981
Class A1 SP2 Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD579.9000 711412,381
Class A1 SF1 Series 03-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD144.8500 16,3632,370,214
Class A2 Series 01-15 Up to 500,000,000 participating redeemable shares 31-01-2018USD144.1700 8,5151,227,713
Class A2 Series 02-15 Up to 500,000,000 participating redeemable voting shares 29-02-2016USD107.2300 42,0974,514,143
Class A2 Series 12-15 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD121.6200 42,0955,119,685
Class A2 Series 04-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD121.5400 71,5218,692,774
Class A2 SP Series 01-15 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD151.6400 494,69575,015,628
Class A2 SP Series 05-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD124.3900 65,5858,158,175
Class A2 SP Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD124.5300 67,4698,401,947
Class A2 SF1 Series 03-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD145.6400 722,661105,248,443
Class A2 SF1 Series 09-17 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD145.5200 16,9582,467,857
Class A2 Non Voting Series 01-16 Up to 500,000,000 participating redeemable voting shares 31-12-2017USD574.4900 6,9954,018,600
Class A2 Non Voting Series 09-16 Up to 500,000,000 participating redeemable voting shares 31-12-2016USD482.1500 2,1651,043,966
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 14-09-2018EUR113.3440 218,56024,772,392
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 31-07-2018EUR1,139.5112 38,19443,521,969
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 19-10-2018USD4,945.2800 27,011133,577,074
Strategic Europe Fund Unlimited number of units 19-10-2018EUR3,951.5800 34,859137,749,705
Europe Premier Fund Unlimited number of units 19-10-2018EUR7,112.3000 23,703168,581,790
ASEAN Prime Fund Unlimited number of units 19-10-2018USD6,978.5100 21,579150,588,249
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 31-08-2018USD1,290.5000 65,76484,869,338
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 31-08-2018USD1,378.7500 182,826252,071,889
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 31-08-2018USD1,455.7400 216,012314,458,577