Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 30-04-2020USD1,100.3600 57,93263,746,190
Class J-JPY Shares Class J-JPY Shares 30-04-2020JPY100,088.9700 2,610261,232,212
Class J-USD Share Series 4 Class J-USD Share Series 4 Class 31-12-2019USD1,039.3330 1,0011,040,131
Class J- JPY Share Series 3 Class J- JPY Share Series 3 Class 30-04-2020JPY101,643.6960 2,584262,647,310
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Active Asset Allocation SP 28-05-2020USD99.2290 72,5297,196,997
Class N shares Active Asset Allocation SP 28-05-2020USD91.8650 144,34913,260,654
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 31-03-2020JPY8,376.0000 1,008,3888,446,514,043
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 30-04-2020USD710.7100 204,881145,610,130
D Series 12-14 Series 12-14 30-04-2020USD578.2100 2,9871,727,249
D Series 04-15 Series 04-15 30-04-2020USD624.2900 1,7021,062,458
D Series 05-15 Series 05-15 30-04-2020USD611.2100 16,78310,257,968
D Series 06-15 Series 06-15 30-04-2020USD626.2600 6,4624,046,743
D Series 07-15 Series 07-15 30-04-2020USD645.1000 8,2445,318,167
D Series 08-15 Series 08-15 30-04-2020USD689.6500 7,7605,351,936
D Series 09-15 Series 09-15 30-04-2020USD741.6400 19,44814,423,723
D Series 10-15 Series 10-15 30-09-2018USD1,031.5000 4,9435,098,887
D Series 11-15 Series 11-15 30-04-2020USD759.2600 1,145869,565
D Series 12-15 Series 12-15 30-11-2018USD1,093.4700 4,5524,977,780
D Series 01-16 Series 01-16 30-04-2020USD800.6200 3,5392,833,648
D Series 02-16 Series 02-16 30-04-2020USD886.2900 3,1612,801,588
D Series 03-16 Series 03-16 30-04-2020USD866.4100 2,7312,366,326
D Series 04-16 Series 04-16 31-03-2019USD1,162.0700 11,35613,196,881
D Series 05-16 Series 05-16 30-04-2019USD1,109.9400 4,0654,512,007
D Series 06-16 Series 06-16 31-05-2019USD1,029.7300 1,1381,172,284
D Series 08-16 Series 08-16 31-07-2019USD1,087.1700 6,0546,581,578
D Series 09-16 Series 09-16 31-08-2019USD1,080.1300 1,4151,528,245
D Series 10-16 Series 10-16 30-09-2019USD1,054.6800 2829,636
D Series 11-16 Series 11-16 31-10-2019USD1,059.0100 232245,494
D Series 01-17 Series 01-17 31-12-2019USD1,177.8600 1,6081,893,696
D Series 02-17 Series 02-17 31-01-2020USD1,172.8600 1,2271,438,739
D Series 03-17 Series 03-17 31-01-2020USD1,146.5100 215246,617
D Series 06-17 Series 06-17 30-04-2020USD814.8300 255207,655
D Series 07-17 Series 07-17 30-04-2020USD757.7000 5843,711
D Series 08-17 Series 08-17 30-04-2020USD727.0500 2619,008
D Series 03-18 Series 03-18 30-04-2020USD630.8400 2,0011,262,311
D Series 04-18 Series 04-18 30-09-2019USD775.5000 351272,518
D Series 06-18 Series 06-18 30-04-2020USD656.4100 4,0162,635,981
D Series 07-18 Series 07-18 30-04-2020USD658.5000 1,012666,264
D Series 08-18 Series 08-18 30-04-2020USD664.1300 4,8893,246,953
D Series 10-18 Series 10-18 30-04-2020USD714.7300 1410,038
D Series 01-19 Series 01-19 30-04-2020USD754.3900 7,2605,476,658
D Series 02-19 Series 02-19 31-10-2019USD0.0000 00
D Series 04-19 Series 04-19 31-01-2020USD902.3000 98,557
D Series 07-19 Series 07-19 31-01-2020USD957.8900 99,062
D Series 08-19 Series 08-19 31-01-2020USD1,045.5200 1,1461,198,475
D Series 09-19 Series 09-19 31-01-2020USD1,057.8600 5,2105,511,734
D Series 10-19 Series 10-19 31-01-2020USD1,049.0000 1,0851,138,168
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-04-2020USD1,091.1500 213,815233,303,718
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 29-02-2020USD1,284.4900 58,64975,334,211
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 4,000,000 Participating Redeemable Preference Shares 30-04-2020USD16,192.0400 1,92031,088,726
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 31-12-2019USD18.7900 205,0003,851,950
Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 08-05-2020USD133.6100 319,88842,740,637
Short Duration Income Fund Class A US$ Segregated Portfolio 08-05-2020USD117.4100 123,96914,554,781
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 08-05-2020USD102.1500 262,39026,804,221
Class/DescriptionValuation DateCurrNAVUnitsTotal
10,000 Membership units of $1,000 each 30-04-2020USD959.9187 4,9224,724,787
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 20-05-2020BMD28.8600 395,01011,400,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 19-05-2020USD16.7400 382,3176,400,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 19-05-2020USD30.2800 627,47619,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 28-05-2020USD25.6597 25,448,465653,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 28-05-2020USD26.1542 35,978,924941,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 28-05-2020CAD17.2681 1,447,75625,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 28-05-2020GBP20.4755 1,074,45422,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 20-05-2020USD10.9150 815,3918,900,000
Class B Up to 25,000,000 Shares of US$0.10 each 20-05-2020USD11.1410 7,584,59784,500,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Axiom Balanced Fund - Retail Participating Redeemable Preference Shares 27-05-2020USD142.8972 2,528361,236
Axiom Balanced Fund - Wealth Participating Redeemable Preference Shares 27-05-2020USD146.3538 2,486363,853
Axiom Balanced Fund - Institutional Participating Redeemable Preference Shares 27-05-2020USD148.8049 136,03620,242,854
Axiom Conservative Fund - Retail Participating Redeemable Preference Shares 27-05-2020USD130.7426 2,121277,283
Axiom Conservative Fund - Wealth Participating Redeemable Preference Shares 27-05-2020USD132.0951 3,802502,259
Axiom Conservative Fund - Institutional Participating Redeemable Preference Shares 27-05-2020USD134.8119 74,1189,992,027
Axiom Capital Preservation - Retail Participating Redeemable Preference Shares 27-05-2020USD114.5180 23426,758
Axiom Capital Preservation - Wealth Participating Redeemable Preference Shares 27-05-2020USD116.8588 5,850683,605
Axiom Capital Preservation - Institutional Participating Redeemable Preference Shares 27-05-2020USD118.0190 30,9103,647,936
Axiom Growth Fund - Retail Participating Redeemable Preference Shares 27-05-2020USD159.7461 1,939309,677
Axiom Growth Fund - Wealth Participating Redeemable Preference Shares 27-05-2020USD166.8552 3,816636,705
Axiom Growth Fund - Institutional Class Participating Redeemable Preference Shares 27-05-2020USD175.5044 59,35010,416,226
CIBC Canadian Dollar Money Market Fund Participating Redeemable Preference Shares 27-05-2020CAD31.9857 137,1214,385,922
CIBC US Dollar Bond Fund Participating Redeemable Preference Shares 27-05-2020USD41.2518 268,57911,079,377
CIBC US Dollar Money Market Fund Participating Redeemable Preference Shares 27-05-2020USD24.8531 633,28215,739,050
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 12-05-2020USD91.1400 2,009183,143
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 30-04-2020EUR110,440,621.2200 1110,440,621
Class B interests An unlimited number of B limited partnership interests 30-04-2020EUR527,436.1200 1527,436
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class I Class I non-voting shares 02-04-2020USD1,000.0000 20,000,0001,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-03-2020USD112.0200 6,657,522745,760,433
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 30-04-2020USD1,205.0735 2,973,6393,583,453,540
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 30-04-2020USD144.2312 80,85811,662,278
Series A1-2 2011 Class A1-2 Shares 31-12-2017USD181.8213 57,36510,430,171
Series A1-3 Class A1-3 Shares 31-12-2017USD181.8254 107,44419,536,028
Series A1-4 Class A1-4 Shares 31-12-2017USD181.8401 101,59218,473,498
Series A1-6 Class A1-6 Shares 30-04-2020USD142.9363 00
Series A1-7 Class A1-7 Shares 31-01-2019USD202.7065 4,283868,165
Series A1-8 Class A1-8 Shares 31-12-2017USD179.2313 23,0104,124,106
Series A2-1 Class A2-1 Shares 30-04-2020USD140.6103 5,834820,317
Series A2-2 Class A2-2 Shares 31-12-2017USD179.1507 127,43022,829,201
Series A2-3 Class A2-3 Shares 30-04-2020USD139.7904 7,8821,101,833
Series A2-5 Class A2-5 Shares 31-12-2017USD179.1405 5,8341,045,161
Series B1-1-09 Class B1-1 Shares 30-04-2020USD135.1257 95,64312,923,887
Series B1-2 2011 Class B1-2 Shares 31-12-2017USD171.6694 763131,066
Series B1-3 Class B1-3 Shares 31-12-2017USD171.6754 1,295222,332
Series B1-4 Class B1-4 Shares 31-12-2017USD171.7221 50085,848
Series B1-5 Class B1-5 Shares 31-12-2017USD171.6736 647111,073
Series B1-6 Class B1-6 Shares 31-12-2017USD168.1621 690116,018
Series B1-7 Class B1-7 Shares 31-12-2017USD181.6169 115,66321,006,288
Series B2-1 Class B2-1 Shares 30-04-2020USD131.5945 13,9371,834,106
Series D1-1 Class D1-1 Shares 30-04-2020EUR80.8419 38,6123,419,089
Series S1-1 Class S1-1 Shares 30-09-2017USD98.3392 20,0001,966,783
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 28-05-2020JPY8,180.8619 806,0256,593,979,213
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 30-04-2020USD2,580.1000 70,543182,006,910
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 30-04-2020USD106.0600 2,449,847259,830,613
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 30-04-2020USD38.5800 4,830,167186,332,248
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 31-03-2020GBP24,086.6300 112,717
GBP Class E Shares Up to 150,000 Sterling Class E Shares 31-03-2020GBP10,837.0900 1,61417,491,710
GBP Class A Shares Up to 100,000 Sterling Class A Shares 31-03-2020GBP22,045.6900 541,192,636
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 31-03-2020USD23,981.2700 129,729
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 31-03-2020USD11,415.1500 2,23425,500,143
USD Class A Shares Up to 200,000 Class A Shares 31-03-2020USD22,090.0500 2114,657,286
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares (Unrestricted) 31-03-2020USD91.7596 4,636,819425,472,439
Class A Shares (Restricted) 31-03-2020USD91.2029 909,66482,964,005
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 26-05-2020USD97.7870 48,5374,746,288
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 26-05-2020JPY9,118.7870 45,117411,412,313
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 26-05-2020AUD111.2930 22,8012,537,592
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-05-2020USD2.4972 8,013,92020,012,075
Class AC Shares Up to 100,000,000 Class AC Shares 29-05-2020CAD3.9291 497,1821,953,497
Class NC Shares Up to 100,000,000 Class NC Shares 29-05-2020CAD3.5710 233,693834,517
Class NU Shares Up to 100,000,000 Class NU Shares 29-05-2020USD2.5055 260,818653,471
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-05-2020USD2.8494 11,180,01231,856,316
Class NU Shares Up to 100,000,000 Class NU Shares 29-05-2020USD2.8278 359,8401,017,561
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-05-2020USD13.5951 17,687,577240,464,123
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-05-2020USD2.9339 15,545,52145,608,502
Class NU Shares Up to 100,000,000 Class NU Shares 29-05-2020USD2.7752 585,3931,624,595
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-05-2020USD16.3755 1,869,16530,608,551
Class NU Shares Up to 100,000,000 Class NU Shares 29-05-2020USD16.3723 22,472367,916
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 30-04-2020EUR86.4500 221,40319,141,813
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 31-01-2020EUR1,097.6466 37,29440,935,132
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Asia Fund Unlimited number of units 08-05-2020USD3,926.8000 34,859136,886,135
Strategic Europe Fund Unlimited number of units 22-05-2020EUR3,932.0400 34,859137,068,534
Europe Premier Fund Unlimited number of units 22-05-2020EUR8,483.0700 28,722243,650,043
ASEAN Prime Fund Unlimited number of units 29-11-2019USD7,232.4050 11,08280,149,844
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 30-04-2020USD1,175.3568 55,64265,399,427
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 30-04-2020USD1,154.8998 181,630209,764,737
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 30-04-2020USD1,182.3876 346,770410,016,390
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 30-04-2020USD78,547.3800 786,095,158
Class B1 Up to 40,000 Redeemable Shares of par value US$0.01 each 30-04-2020USD71,384.1900 165,530