Listing Rules and Forms
CSX Listing Rules - Complete
Complete CSX Listing Rules, 2023 version
Listing Rules - Content
Introduction and Table of Content
CSX Listing Rules - Chapter 1
Definitions
CSX Listing Rules - Chapter 2
General listing requirements and procedures
CSX Listing Rules - Chapter 3
Enforcement
CSX Listing Rules - Chapter 4
Council and Listing Committee
CSX Listing Rules - Chapter 5
Listing Agents
CSX Listing Rules - Chapter 6
Equity Securities
CSX Listing Rules - Chapter 7
Secondary Listings
CSX Listing Rules - Chapter 8
Specialist Debt Securities
CSX Listing Rules - Chapter 9
Investment Funds
CSX Listing Rules - Chapter 10
Depositary Receipts
CSX Listing Rules - Chapter 11
Derivate Warrants
CSX Listing Rules - Chapter 12
Corporate and Sovereign Debt Securities
CSX Listing Rules - Chapter 13
Retail Debt Securities
CSX Listing Rules - Chapter 14
Specialist Companies
CSX Listing Fees
Listing Fees
CSX Listing Rules - Appendix 1 - Complete
1A Application for Listing
1B Application for Listing of Specialist Securities
1C Application for Listing of Sponsored Depositary Receipts
1D Application for Listing of Unsponsored Depositary Receipts
CSX Listing Rules - Appendix 2 - Complete
2A Issuers Declaration
2B Issuers Declaration for Listing of Sponsored Depositary Receipts
2C Issuers Declaration for Listing of Unsponsored Depositary Receipts
CSX Listing Rules - Appendix 3 - Complete
3A Directors Declaration
3B Depositarys undertaking for Listing of Unsponsored Depositary Receipts
CSX Listing Rules - Appendix 4
Listing Agents Declaration
CSX Listing Rules - Appendix 5
Shareholders Statement
CSX Listing Rules - Appendix 6
Class Tests
Model Code of Conduct for Directors, Senior Managers and Employee Insiders
The Model Code of Conduct imposes restrictions on dealing in the securities of an issuer beyond those imposed by law. Its purpose is to ensure that persons discharging managerial responsibilities and employee insiders do not abuse, and do not place themselves under suspicion of abusing, inside information that they may be thought to have, especially in periods leading up to an announcement of the issuer’s results. It is the responsibility of the issuer and its directors and senior officers to ensure compliance with the Code. Failure to do so may lead to the Exchange taking disciplinary action.
Administrator Contact Details Form
Contact Details Form for the Administrator.
Issuer Contact Details Form
Contact Details Form for the Issuer.
Form for Daily Official List - Funds
Form for Daily Official List - Funds.
Form for Daily Official List - Debt
Form for Daily Official List - Debt.
Code Takeovers and Mergers
The Cayman Islands Stock Exchange Code on Takeovers and Mergers ("the Code") exists principally to ensure fair and equal treatment of all shareholders in relation to takeovers. The Code also provides an orderly framework within which takeovers are conducted. Those who do not conduct themselves in accordance with the provisions of the Code may be sanctioned and may find that the facilities of the CSX markets are withdrawn
You may download any of the documents in the CSX library, but in order to view them you must have the free, Adobe Acrobat Reader installed on you computer. The Acrobat reader can be downloaded from the Adobe Web Site