Listing Checklists
Further to Listing Rule 2.25(k) issuers seeking a listing for their securities which requires production of a listing document must also complete one or more of the following checklists, which may be prepared by the issuer’s listing agent or duly authorised representative:
Checklist CH06 Equity Securities
Checklist CH07 Secondary Listing
Checklist CH08 Specialist Debt
Checklist CH08 Specialist Debt (guarantor)
Checklist CH08 Specialist Debt (additional new issuer)
Checklist CH09 Investment Fund
Checklist CH09 Master Fund
Checklist CH10 Sponsored Depositary Receipts
Checklist CH10 Unsponsored Depositary Receipts
Checklist CH11 Derivative Warrants
Checklist CH11 Derivative Warrants (guarantor)
Checklist CH12 Corporate Debt
Checklist CH12 Corporate Debt (guarantor)
Checklist CH13 Retail Debt Securities
Checklist CH14 Specialist Companies
Annual Review Form for Funds (primary listing)
Annual Review Form for Funds (secondary listing)
You may download any of the documents in the CSX library, but in order to view them you must have the free, Adobe Acrobat Reader installed on you computer. The Acrobat reader can be downloaded from the Adobe Web Site